UiPath, Inc. 10-Q

Item 5. Other Information. On June 8, 2021, Mr. Thomas Mendoza, a Board member of UiPath since 2017, advised the Company that, with its successful initial public offering and having completed its first quarter of public company reporting, he was retiring from the Board in the latter half of June 2021. Mr. Mendoza’s decision to retire from the Board is not due to any disagreement with the Company on any matter relating to the registrant’s operations, policies or practices. 77 Item 6 . Exhibits. Exhibit Number Description 3.1 Amended and Restated Certificate of Incorporation of UiPath, Inc.(incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K (File No. 001-40348), filed with the SEC on April 28, 2021). 3.2 Amended and Restated Bylaws of UiPath, Inc. (incorporated herein by reference to Exhibit 3.2 to the Current Report on Form 8-K (File No. 001-40348), filed with the SEC on April 28, 2021). 10.1 Amended and Restated Investors’ Rights Agreement, dated February 1, 2021 (incorporated herein by reference to Exhibit 10.1 to the Registration Statement on Form S-1 (File No. 333-254738), filed with the SEC on March 26, 2021). 10.2 † UiPath, Inc. 2021 Equity Incentive Plan (incorporated herein by reference to Exhibit 10.8 to Amendment No. 1 to the Registration Statement on Form S-1 (File No. 333-254738), filed with the SEC on April 12, 2021). 10.3 † Forms of Grant Notice and Stock Option Agreement under the UiPath, Inc. 2021 Equity Incentive Plan (incorporated herein by reference to Exhibit 10.9 to Amendment No. 1 to the Registration Statement on Form S-1 (File No. 333-254738), filed with the SEC on April 12, 2021). 10.4 † Forms of Restricted Stock Unit Grant Notice and Award Agreement under the UiPath, Inc. 2021 Equity Incentive Plan (incorporated herein by reference to Exhibit 10.10 to Amendment No. 1 to the Registration Statement on Form S-1 (File No. 333-254738), filed with the SEC on April 12, 2021). 10.5 † UiPath, Inc. 2021 Employee Stock Purchase Plan (incorporated herein by reference to Exhibit 10.11 to Amendment No. 1 to the Registration Statement on Form S-1 (File No. 333-254738), filed with the SEC on April 12, 2021). 10.6 † Offer Letter, by and between UiPath, Inc. and Daniel Dines, dated February 18, 2021 (incorporated herein by reference to Exhibit 10.13 to the Registration Statement on Form S-1 (File No. 333-254738), filed with the SEC on March 26, 2021). 10.7 † Offer Letter, by and between UiPath, Inc. and Ashim Gupta, dated February 17, 2021 (incorporated herein by reference to Exhibit 10.14 to the Registration Statement on Form S-1 (File No. 333-254738), filed with the SEC on March 26, 2021). 10.8 † Offer Letter, by and between UiPath, Inc. and Brad Brubaker, dated February 16, 2021 (incorporated herein by reference to Exhibit 10.15 to the Registration Statement on Form S-1 (File No. 333-254738), filed with the SEC on March 26, 2021). 10.9 † Non-Employee Director Compensation Policy (incorporated herein by reference to Exhibit 10.22 to Amendment No. 1 to the Registration Statement on Form S-1 (File No. 333-254738), filed with the SEC on April 12, 2021). 31.1* Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2* Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1*^ Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2*^ Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS XBRL Instance Document 101.SCH XBRL Taxonomy Extension Schema Document 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF XBRL Taxonomy Extension Definition Linkbase Document 101.LAB XBRL Taxonomy Extension Label Linkbase Document 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document * Filed herewith. † Indicates management contract or compensatory plan. ^ The certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Quarterly Report on Form 10-Q and are not deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act, irrespective of any general incorporation language contained in such filing. 78 SIGNAT URES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. UiPath, Inc. Date: June 9, 2021 By: /s/ Ashim Gupta Ashim Gupta Chief Financial Officer (Principal Financial Officer) 79