NORWOOD FINANCIAL CORP 10-Q

Item 5. Other Information None ‎ 50 Item 6. Exhibits No. Description 3(i) Amended and Restated Articles of Incorporation of Norwood Financial Corp. (1) 3(ii) Bylaws of Norwood Financial Corp. 4.0 Specimen Stock Certificate of Norwood Financial Corp. (2) 10.1 Employment Agreement with Lewis J. Critelli (3) 10.2 Change in Control Severance Agreement with William S. Lance (3) 10.3 Change in Control Severance Agreement with Robert J. Mancuso (4) 10.4 Salary Continuation Agreement between the Bank and William W. Davis, Jr. (5) 10.5 Amended and Restated Salary Continuation Agreement, dated September 1, 2017, between the Bank and Lewis J. Critelli (6) 10.6 Salary Continuation Agreement between the Bank and John H. Sanders (7) 10.7 2006 Stock Option Plan (8) 10.8 First and Second Amendments to Salary Continuation Agreement with William W. Davis, Jr. (9) 10.9 First and Second Amendments to Salary Continuation Agreement with John H. Sanders (9) 10.10 Change In Control Severance Agreement with James F. Burke (10) 10.11 2014 Equity Incentive Plan, as amended (11) 10.12 Addendum to Change in Control Severance Agreement with William S. Lance (12) 10.13 Salary Continuation Agreement, dated September 1, 2017, between Wayne Bank and William S. Lance (6) 10.14 Salary Continuation Agreement, dated September 1, 2017, between Wayne Bank and Robert J. Mancuso (6) 10.15 Salary Continuation Agreement, dated September 1, 2017, between Wayne Bank and James F. Burke (6) 10.16 Change-In-Control Severance Agreement, dated January 16, 2018, by and among Norwood Financial Corp., Wayne Bank, and John F. Carmody (13) 10.17 Addendum, dated January 16, 2018, to Change-In-Control Severance Agreement, dated March 2, 2010, by and among Norwood Financial Corp., Wayne Bank and William S. Lance (13) 10.18 Addendum, dated January 16, 2018, to Change-In-Control Severance Agreement, dated January 3, 2013, by and among Norwood Financial Corp., Wayne Bank and Robert J. Mancuso (13) 31.1 Rule 13a-14(a)/15d-14(a) Certification of CEO 31.2 Rule 13a-14(a)/15d-14(a) Certification of CFO 32 Certification pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of Sarbanes Oxley Act of 2002 101 The following materials from the Company’s Form 10-Q for the quarter ended September 30, 2020, formatted in Inline XBRL (Extensible Business Reporting Language): (i) Consolidated Balance Sheets; (ii) Consolidated Statements of Income; (iii) Consolidated Statements of Comprehensive Income; (iv) Consolidated Statements of Changes in Stockholders’ Equity; (v) Consolidated Statements of Cash Flows; and (vi) Notes to Consolidated Financial Statements. 101.INS Inline XBRL Instance Document (The instance document does not appear in the interactive data file because its XBRL tags are embedded within the inline XBRL document) 101.SCH Inline XBRL Taxonomy Extension Schema Document 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB Inline XBRL Taxonomy Extension Labels Linkbase Document 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) (1) Incorporated by reference into this document from Exhibit 3(i) to the Registrant’s Form 10-K filed with the Commission on March 13, 2020. (2) Incorporated herein by reference into this document from the identically numbered Exhibits to the Registrant’s Form 10, Registration Statement initially filed in paper with the Commission on April 29, 1996, Registration No. 0-28364. (3) Incorporated by reference into this document from the identically numbered exhibits to the Registrant’s Form 10-K filed with the Commission on March 15, 2010. (4) Incorporated by reference into this document from Exhibit 10.4 to the Registrant’s Form 10-K filed with the Commission on March 14, 2013, File No. 0-28364. (5) Incorporated by reference to Exhibit 10.6 to the Registrant’s Form 10-K filed with the Commission on March 23, 2000. 51 (6) Incorporated by reference from the exhibits to the Current Report on Form 8-K filed with the Commission on September 5, 2017. (7) Incorporated herein by reference to Exhibit 10.11 to the Registrant’s Form 10-K filed with the Commission on March 22, 2004. (8) Incorporated by reference to this document from Exhibit 4.1 to Registrant’s Registration Statement on Form S-8 (File No. 333-134831) filed with the Commission on June 8, 2006. (9) Incorporated herein by reference from Exhibit 10.1 and 10.5 to the Registrant’s Current Report on Form 8-K filed on April 4, 2006. (10) Incorporated by reference from Exhibit 10.13 to the Registrant’s Form 10-Q filed with the Commission on November 7, 2013. (11) Incorporated by reference to Exhibit 10.1 to Post-Effective No. 1 to the Registrant’s Registration Statement on Form S-8 (File No. 333-195643) filed with the Commission on May 4, 2018. (12) Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed on February 18, 2015. (13) Incorporated by reference into this document from the exhibits to the Registrant’s Current Report on Form 8-K filed with the Commission on January 16, 2018. ‎ 52 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. NORWOOD FINANCIAL CORP Date: November 6, 2020 By: /s/ Lewis J. Critelli Lewis J. Critelli President and Chief Executive Officer (Principal Executive Officer) Date: November 6, 2020 /s/ William S. Lance William S. Lance Executive Vice President and Chief Financial Officer (Principal Financial Officer) 53