NORWOOD FINANCIAL CORP 10-Q

Item 2. Unregistered Sales of Equity Sales and Use of Proceeds (a) Unregistered Sales of Equity Securities . Not Applicable. (b) Use of Proceeds . Not Applicable (c) Issuer Purchases of Equity Securities . Set forth below is information regarding the Company’s stock repurchases during the quarter ended September 30, 2020. Issuer Purchases of Equity Securities Maximum Number Total Number of (or Approximate Total Shares (or Units) Dollar Value) of Shares Number Average Purchased as Part of (or Units) of Shares Price Paid Publicly that May Yet Be (or Units) Per Share Announced Plans Purchased Under the Purchased (or Unit) or Programs * Plans or Programs July 1 – 31, 2020 — $ — — 127,565 August 1 – 31, 2020 — — — 127,565 September 1 – 30, 2020 — — — 127,565 Total — $ — — 127,565 * On March 19, 2008, the Registrant announced its intention to repurchase up to 5% of its outstanding common stock (approximately 226,050 split-adjusted shares) in the open market. On November 10, 2011, the Registrant announced that the Company had increased the number of shares which may be repurchased under its open-market program to 5% of its currently outstanding shares, or approximately 270,600 split-adjusted shares. There is no expiration date for this plan. Item 3. Defaults Upon Senior Securities Not applicable Item 4. Mine Safety Disclosures Not applicable