NETSOL TECHNOLOGIES INC 10-K

ITEM 5 - MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITY (a) MARKET FOR REGISTRANT’S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS MARKET INFORMATION - Common stock of NetSol Technologies, Inc. is listed and traded on NASDAQ Capital Market under the ticker symbol “NTWK”. The table shows the high and low intra-day prices of the Company’s common stock as reported on the composite tape of the NASDAQ for each quarter during the last two fiscal years. Fiscal Year 2023 High Low First Quarter $ 3.80 $ 2.75 Second Quarter $ 3.23 $ 2.82 Third Quarter $ 3.25 $ 2.53 Fourth Quarter $ 3.30 $ 2.11 Fiscal Year 2022 High Low First Quarter $ 4.85 $ 3.70 Second Quarter $ 5.65 $ 3.85 Third Quarter $ 4.43 $ 3.61 Fourth Quarter $ 4.04 $ 2.74 RECORD HOLDERS - As of September 15, 2023, the number of holders of record of the Company’s common stock was 133. DIVIDENDS - The Company has not paid dividends on its Common Stock in the past two fiscal years. SECURITIES AUTHORIZED FOR ISSUANCE UNDER EQUITY COMPENSATION PLAN The table shows information related to our equity compensation plans as of June 30, 2023: Number of securities to be issued upon exercise of outstanding options, warrants and rights Weighted average exercise price of outstanding options, warrants and rights Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a) Equity Compensation Plans approved by Security holders None None 363,687(1) Equity Compensation Plans not approved by Security holders None None None Total None None 363,687 (1) Represents 141 available for issuance under the 2005 Incentive and Nonstatutory Stock Option Plan, 57,124 under the 2013 Incentive and Nonstatutory Stock Option Plan and 306,422 under the 2015 Incentive and Nonstatutory Stock Option Plan. (b) RECENT SALES OF UNREGISTERED SECURITIES None. (c) ISSUER PURCHASES OF EQUITY SECURITIES None ITEM 6 – [Reserved] 15