Item 5. Other Information
Item 5. Other Information.
None.
80
Item 6. Exhibits.
Incorporated by Reference
Filed or Furnished Herewith
Exhibit
Number
Description
Form
File No.
Exhibit
Filing Date
3.1
Restated Certificate of Incorporation
X
3.2
Restated Bylaws
X
10.1
Form of Indemnity Agreement by and between Nurix Therapeutics and each of its directors and executive officers
S-1
333-239651
10.1
July 2, 2020
10.2
2020 Equity Incentive Plan and forms of award agreements
S-1/A
333-239651
10.3
July 20, 2020
10.3
2020 Employee Stock Purchase Plan and forms of award agreements
S-1/A
333-239651
10.4
July 20, 2020
10.4
Employment Agreement, dated July 15, 2020, by and between the Registrant and Arthur T. Sands
S-1/A
333-239651
10.5
July 20, 2020
10.5
Employment Agreement, dated July 15, 2020, by and between the Registrant and Pierre Beaurang
S-1/A
333-239651
10.6
July 20, 2020
10.6
Employment Agreement, dated July 15, 2020, by and between the Registrant and Gwenn Hansen
S-1/A
333-239651
10.7
July 20, 2020
10.7
Letter Agreement, dated June 15, 2020, by and between the Registrant and Arthur T. Sands
S-1/A
333-239651
10.11
July 20, 2020
31.1
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
31.2
Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
32.1*
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
32.2*
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
101.INS
XBRL Instance Document
101.SCH
XBRL Taxonomy Extension Schema Document
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
XBRL Taxonomy Extension Label Linkbase Document
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
*
The certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Quarterly Report on Form 10-Q and are not deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
81
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Company Name
Date: October 14, 2020
By:
/s/ Arthur T. Sands
Arthur T. Sands, M.D., Ph.D.
President and Chief Executive Officer
(Principal Executive Officer)
Date: October 14, 2020
By:
/s/ Hans van Houte
Hans van Houte
Chief Financial Officer
(Principal Financial and Accounting Officer)
82
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.