Marqeta, Inc. 10-Q

Item 5. Other Information None. 83 Table of Contents Item 6. Exhibits The following exhibits are filed herewith or incorporated by reference herein: Incorporated by Reference Exhibit Number Description Form File No. Exhibit Filing Date 3.1 Amended and Restated Certificate of Incorporation of the Registrant . S-1/A 333-256154 3.2 May 24, 2021 3.2 Amended and Restated Bylaws of the Registrant . S-1/A 333-256154 3.4 May 24, 2021 4.1 Form of Class A common stock certificate of the Registrant. S-1 333-256154 4.1 May 14, 2021 4.2 Amended and Restated Investors Rights Agreement, dated May 27, 2020, by and among the Registrant and certain of its stockholders. S-1 333-256154 4.2 May 14, 2021 4.3 Warrant to Purchase Stock issued to Comerica Ventures Incorporated by the Registrant, dated October 11, 2013. S-1 333-256154 4.3 May 14, 2021 4.4 Warrant to Purchase Stock issued to Comerica Ventures Incorporated by the Registrant, dated October 11, 2013 . S-1 333-256154 4.4 May 14, 2021 4.5† Warrant to Purchase Common Stock issued to Uber Technologies, Inc. by the Registrant, dated September 15, 2020, as amended on January 7, 2021. S-1/A 333-256154 4.7 May 24, 2021 4.6† Warrant to Purchase Common Stock issued to Square, Inc. by the Registrant, dated March 13, 2021. S-1 333-256154 4.8 May 14, 2021 4.7† Warrant to Purchase Common Stock issued to Ramp Business Corporation by the Registrant, dated March 31, 2021. S-1/A 333-256154 4.9 May 24, 2021 10.1 # Form of Indemnification Agreement between the Registrant and each of its directors and executive officers. S-1/A 333-256154 10.1 May 24, 2021 10.2 # Amended and Restated 2011 Equity Incentive Plan, as amended, and forms of agreements thereunder. S-1/A 333-256154 10.2 May 14, 2021 10.3 # 2021 Stock Option and Incentive Plan, and forms of agreements thereunder. S-1/A 333-256154 10.3 June 1, 2021 10.4 # 2021 Employee Stock Purchase Plan. S-1/A 333-256154 10.4 June 1, 2021 10.5 # Senior Executive Cash Incentive Bonus Plan. S-1/A 333-256154 10.5 May 24, 2021 10.6 # Executive Severance Plan. S-1/A 333-256154 10.6 May 24, 2021 10.7 # Non-Employee Director Compensation Policy. S-1/A 333-256154 10.7 May 24, 2021 10.12 # Form of Director Offer Letter. S-1 333-256154 10.12 May 14, 2021 31.1* Certification of the Principal Executive Officer, pursuant to Rule s 13a-14(a) and 15d-14(a) under the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2* Certification of the Principal Financial Officer, pursuant to Rule s 13a-14(a) and 15d-14(a) under the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1** Certification of the Principal Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2** Certification of the Principal Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS * Inline XBRL Instance Document. 101.SCH * Inline XBRL Taxonomy Extension Schema Document. 101.CAL * Inline XBRL Taxonomy Extension Calculation Linkbase Document. 101.DEF * Inline XBRL Taxonomy Extension Definition Linkbase Document. 84 Table of Contents 101.LAB * Inline XBRL Taxonomy Extension Labels Linkbase Document. 101.PRE * Inline XBRL Taxonomy Extension Presentation Linkbase Document. 104 * Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). † Certain confidential information contained in this exhibit has been omitted because it is both (i) not material and (ii) is the type that the Registrant treats as private or confidential. # Indicates management contract or compensatory plan, contract or agreement. * Filed herewith. ** Furnished herewith. The certifications attached as Exhibits 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the SEC and are not to be incorporated by reference into any filing of the Company under the Securities Act or the Exchange Act, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing. 85 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. MARQETA, INC. Date: August 11, 2021 By: /s/ Jason Gardner Name: Jason Gardner Title: Chief Executive Officer (Principal Executive Officer) Date: August 11, 2021 By: /s/ Philip (Tripp) Faix Name: Philip (Tripp) Faix Title: Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) 86