Marygold Companies, Inc. 10-Q

Item 5. Other Information   None.   44 Table of Contents   Item 6. Exhibits   The following exhibits are filed or incorporated by reference as part of this Form 10-Q:   3.1 Amended Articles of Incorporation of Concierge Technologies, Inc. (incorporated by reference to Exhibit A to the Definitive Proxy Materials on Schedule 14C filed on February 28, 2017) 3.2 Certificate of Designation (Series of Preferred Stock) (incorporated by reference to Exhibit 3.9 to the Company's Annual Report on Form 10-K filed on October 8, 2010). 3.3 Amendment to Certificate of Designation filed with the Secretary of State of the State of Nevada on January 31, 2013 (incorporated by reference to Exhibit 3.3 of the Company’ s Quarterly Report on Form 10-Q filed on November 15, 2021). 3.4 Amendment to Certificate of Designation filed with the Secretary of State of the State of Nevada on January 5, 2015 (incorporated by reference to Exhibit 3.4 of the Company’ s Quarterly Report on Form 10-Q filed on November 15, 2021). 3.5 Amended Bylaws of Concierge Technologies, Inc. effective on March 20, 2017  (incorporated by reference to Exhibit B of the Definitive Proxy Materials on Schedule 14C filed on February 28, 2017) 3.6 Certificate of Amendment, dated March 7, 2022(incorporated by reference to Exhibit 3.1 to the Company’ s Current Report on Form 8-K filed on March 7, 2022). 10.1 Concierge Technologies, Inc.  2021 Omnibus Equity Incentive Plan (incorporated by reference to Appendix C of the Information Statement filed pursuant to Section 14C on September 13, 2021) 10.2* Employment Agreement between the Company and Stuart Crumbaugh  (incorporated by reference to Exhibit 10.1 to the Company ’ s Current Report on Form 8-K filed with the SEC on April 19, 2022) 10.3* Employment Agreement between the Company and David Neibert  (incorporated by reference to Exhibit 10.2 to the Company ’ s Current Report on Form 8-K filed with the SEC on April 19, 2022) 10.4* Employment Agreement between the Company and Carolyn Yu  (incorporated by reference to Exhibit 10.3 to the Company ’ s Current Report on Form 8-K filed with the SEC on April 19, 2022) 10.5* One-Time Transaction Bonus Agreement by and between the Company, Wainwright Holdings, Inc., and John Love  (incorporated by reference to Exhibit 10.4 to the Company ’ s Current Report on Form 8-K filed with the SEC on April 19, 2022) 31.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. *   Indicates management contract or any compensatory plan, contract or arrangement.   101.INS Inline XBRL Instance Document# 101.SCH Inline XBRL Taxonomy Extension Schema Document# 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document# 101.LAB Inline XBRL Taxonomy Extension Labels Linkbase Document# 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document# 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document# 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)   45 Table of Contents   SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.       THE MARYGOLD COMPANIES, INC.           Dated: February 14, 2023 By:   /s/ Nicholas Gerber       Nicholas Gerber       Principal Executive Officer             By: /s/ Stuart Crumbaugh       Stuart Crumbaugh         Principal Financial and Accounting Officer             46