Item 5. Other Information
Item 5
Other Information
None.
Item 6 Exhibits
The following exhibits are included herein:
Exhibit No.
Description of Exhibit
Location
10.1
Employee Agreement – Michael Lebby
Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on March 22, 2017
10.2
Employee Agreement Amendment - Michael Lebby
Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on April 20, 2021
10.3
Employee Agreement Amendment - Michael Lebby
Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on January 21, 2022
10.4
Employee Agreement Amendment – Dr. Michael S. Lebby
Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on March 20, 2023
10.5
Employee Agreement Amendment – Dr. Michael S. Lebby
Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on April 27, 2023
10.6
Employee Agreement - James Marcelli
Incorporated by reference to Company’s Form 10-Q as filed with the SEC on August 12, 2015
10.7
Employee Agreement Amendment - James Marcelli
Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on April 20, 2021
10.8
Employee Agreement Amendment - James Marcelli
Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on January 21, 2022
10.9
Employee Agreement Amendment – James S. Marcelli
Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on March 20, 2023
10.10
Employee Agreement Amendment – James S. Marcelli
Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on April 27, 2023
10.11
Purchase Agreement, dated February 28, 2023, by and between the Company and Lincoln Park
Incorporated by reference to Company’s Form 10-K as filed with the SEC on March 1, 2023
10.12
Registration Rights Agreement, dated February 28, 2023, by and between the Company and Lincoln Park
Incorporated by reference to Company’s Form 10-K as filed with the SEC on March 1, 2023
38
Exhibit No.
Description of Exhibit
Location
31.1
Certification pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, executed by the Principal Executive Officer of the Company.
Filed herewith
31.2
Certification pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, executed by the Principal Financial Officer of the Company.
Filed herewith
32.1
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, executed by the Principal Executive Officer of the Company.
Furnished herewith
32.2
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, executed by the Principal Financial Officer of the Company.
Furnished herewith
101.INS
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
Filed herewith
101.SCH
Inline XBRL Taxonomy Extension Schema Document
Filed herewith
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
Filed herewith
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
Filed herewith
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
Filed herewith
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
Filed herewith
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
Filed herewith
39
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
LIGHTWAVE LOGIC, INC.
Registrant
By:
/s/ Michael S. Lebby
Michael S. Lebby,
Chief Executive Officer
(Principal Executive Officer)
Date: May 10, 2023
By:
/s/ James S. Marcelli
James S. Marcelli,
President, Chief Operating Officer
(Principal Financial Officer)
Date: May 10, 2023
40
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.