Loop Industries, Inc. 10-Q

ITEM 5. OTHER INFORMATION During the three months ended May 31, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K. 16 Table of Contents ITEM 6. EXHIBITS The following Exhibits, as required by Item 601 of Regulation SK, are attached or incorporated by reference, as stated below. Exhibit Index Incorporated by Reference Number Description Form File No. Filing Date Exhibit No. 3.1 Articles of Incorporation, as amended to date 10-K 001-38301 May 29, 2024 3.1 3.2 By-laws, as amended to date 8-K 001-38301 April 10, 2018 3.1 10.1* Share Purchase Agreement, dated May 30, 2024 by and between Loop Industries, Inc. and Reed Management SAS. 8-K 001-38301 June 4, 2024 10.1 10.2*+ Joint Venture Agreement, dated May 1, 2024, by and among Ester Industries Limited and Loop Industries, Inc. Filed herewith 31.1 Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Filed herewith 31.2 Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Filed herewith 32.1 Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Furnished herewith 32.2 Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Furnished herewith 101.INS XBRL Instance Document Filed herewith 101.SCH XBRL Taxonomy Extension Schema Document Filed herewith 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document Filed herewith 101.DEF XBRL Taxonomy Extension Definition Linkbase Document Filed herewith 101.LAB XBRL Taxonomy Extension Label Linkbase Document Filed herewith 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document Filed herewith 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) Filed herewith * Annexes, schedules and certain exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. Loop hereby undertakes to furnish supplemental copies of any of the omitted annexes, schedules and exhibits upon request by the SEC. + Portions of this document (indicated by “[***]”) have been omitted because such information is not material and is the type of information that the registrant treats as private or confidential. 17 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.. Date: July 15, 2024 By: /s/ Daniel Solomita Name: Daniel Solomita Title: President and Chief Executive Officer, and Director (Principal Executive Officer) Date: July 15, 2024 By: /s/ Fady Mansour Name: Fady Mansour Title: Chief Financial Officer (Principal Accounting Officer and Principal Financial Officer) 18