LKQ CORP 10-Q

Item 5. Other Information Securities Trading Plans of Directors and Executive Officers Certain of the Company’s directors or executive officers execute purchases and sales of the Company's common stock through Rule 10b5-1(c) and "non-Rule 10b5-1 trading arrangements." The following table describes an equity trading plan adopted by one of our directors during the three months ended September 30, 2024 (in millions): Name and title Type of Plan Adoption Date (1) Scheduled Expiration Date of Trading Plan Maximum Shares Subject to Trading Plan Dominick Zarcone Director and Executive Officer Rule 10b5-1 trading plan September 5, 2024 December 31, 2026 0.3 (1) Dominick Zarcone entered into a pre-arranged stock trading plan pursuant to Rule 10b5-1 on September 5, 2024. Mr. Zarcone's plan provides for the sale of up to 0.3 million shares. The term of the plan is from and starting on January 2, 2025 to and including December 31, 2026 . Other than those disclosed above, none of the Company’s directors or executive officers adopted, modified or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement” during the three months ended September 30, 2024. 53 Item 6. Exhibits Exhibit Description 22.1 Subsidiary Guarantor of Guaranteed Securities. 31.1 Certification of Chief Executive Officer Pursuant to Rule 13a-14(a) or Rule 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Chief Financial Officer Pursuant to Rule 13a-14(a) or Rule 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH Inline XBRL Taxonomy Extension Schema Document 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 54 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on October 24, 2024. LKQ CORPORATION /s/ Rick Galloway Rick Galloway Senior Vice President and Chief Financial Officer (As duly authorized officer and Principal Financial Officer) /s/ Todd G. Cunningham Todd G. Cunningham Vice President - Finance and Controller (As duly authorized officer and Principal Accounting Officer) 55