Item 5. Other Information
ITEM 5. Other Information
None.
37
Table of Contents
ITEM 6. Exhibits
The following exhibits are filed with or incorporated by reference into this Quarterly Report.
3.1 Amended and Restated Articles of Incorporation
8-K 001-33937 3.1 08/15/07
3.8 Bylaws
10-Q 001-33937 3.8 08/14/18
10.122 Credit Agreement by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 2023.
8-K 001-33937 10.122 10/23/23
10.123
Revolving Credit Note by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 2023.
8-K 001-33937 10.123 10/23/23
10.124 Security Agreement by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 2023.
8-K 001-33937 10.124 10/23/23
10.125 * First Amendment of a Credit and Security Agreement by and among Precision Metal Works, Inc. and PMW Affiliated Holdings, Inc. and Fifth Third Bank, National Association, dated as of December 22, 2023.
10.126 *†
First Amendment to Employment Agreement by and between Flooring Liquidators, Inc. and Stephen J. Kellogg, dated December 2 8, 2023.
10.127 *†
First Amendment to Employment Agreement between Live Ventures Incorporated and David Verret, effective October 1 , 202 3.
10.128 *†
Thir d Amendment to Employment Agreement, dated as of January 6, 2024 , by and between Precision Industries, Inc. and Thomas Sedlak .
31.1 * Certification of the President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2 * Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1 * Certification of the President and Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2 * Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS * Inline XBRL Instance Document
101.SCH * Inline XBRL Taxonomy Extension Schema Document
101.CAL * Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF * Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB * Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE * Inline XBRL Taxonomy Extension Presentation Linkbase Document
104 Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101)
_________________________
38
Table of Contents
* Filed herewith
† Indicates a management contract or compensatory plan or arrangement.
39
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Live Ventures Incorporated
Dated: February 8, 2024
/s/ Jon Isaac
President and Chief Executive Officer
(Principal Executive Officer)
Dated: February 8, 2024
/s/ David Verret
Chief Financial Officer
(Principal Financial Officer)
40