Item 5. Other Information
ITEM 5. Other Information
None.
48
ITEM 6.
Exhibits
The following exhibits are filed with or incorporated by reference into this Quarterly Report.
Exhibit
Number
Exhibit Description
Form
File
Number
Exhibit
Number
Filing Date
3.1
Amended and Restated Articles of Incorporation
8-K
000-24217
3.1
08/15/07
3.2
Certificate of Change
8-K
001-333937
3.1
09/07/10
3.3
Certificate of Correction
8-K
001-333937
3.1
03/11/13
3.4
Certificate of Change
10-Q
001-333937
3.1
02/14/14
3.5
Articles of Merger
8-K
001-333937
3.1.4
10/08/15
3.6
Certificate of Change
8-K
001-333937
3.1.5
11/25/16
3.7
Certificate of Designation for Series B Convertible Preferred Stock filed with Secretary of State for the State of Nevada on December 23, 2016, and effective as of December 27, 2016
10-K
001-333937
3.1.6
12/29/16
3.8
Bylaws of Live Ventures Incorporated
10-Q
001-33937
3.8
08/14/18
10.1
Promissory Note between Marquis Industries, Inc. and Bank of America, N.A.
8-K
001-33937
10.1
05/08/20
10.2
Ninth Amendment to Loan and Security Agreement dated May 4, 2020 among Marquis Affiliated Holdings LLC, Marquis Industries, Inc. and Bank of America, N.A.
8-K
001-33937
10.2
05/08/20
10.3
*
Tenth Amendment to Loan and Security Agreement and Consent dated July 6, 2020 by and among Marquis Affiliated Holdings LLC, Marquis Industries, Inc., and Bank of America, N.A .
31.1
*
Certification of the President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 202
31.2
*
Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 202
32.1
*
Certification of the President and Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2
*
Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Ex. 101.INS
*
XBRL Instance Document
Ex. 101.SCH
*
XBRL Taxonomy Extension Schema Document
Ex. 101.CAL
*
XBRL Taxonomy Extension Calculation Linkbase Document
Ex. 101.DEF
*
XBRL Taxonomy Extension Definition Linkbase Document
Ex. 101.LAB
*
XBRL Taxonomy Extension Label Linkbase Document
Ex. 101.PRE
*
XBRL Taxonomy Extension Presentation Linkbase Document
*
Filed herewith
49
SIGNAT URES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Live Ventures Incorporated
Dated: August 14, 2020
/s/ Jon Isaac
President and Chief Executive Officer
(Principal Executive Officer)
Dated: August 14, 2020
/s/ Virland A. Johnson
Chief Financial Officer
(Principal Financial Officer)
50
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.