Item 5. Other Information
ITEM 5. Other Information
None .
46
Table of Contents
ITEM 6. Exhibits
The following exhibits are filed with or incorporated by reference into this Quarterly Report.
Exhibit Number
Exhibit Description
Form
File
Number
Exhibit Number
Filing
Date
3.1
Amended and Restated Articles of Incorporation
8-K
001-33937
3.1
08/15/07
3.2
Certificate of Change
8-K
001-33937
3.1
09/07/10
3.3
Certificate of Correction
8-K
001-33937
3.1
03/11/13
3.4
Certificate of Change
10-Q
001-33937
3.1
02/14/14
3.5
Articles of Merger
8-K
001-33937
3.1.4
10/08/15
3.6
Certificate of Change
8-K
001-33937
3.1.5
11/25/16
3.7
Certificate of Designation for Series B Convertible Preferred Stock filed with Secretary of State for the State of Nevada on December 23, 2016, and effective as of December 27, 2016
10-K
001-33937
3.1.6
12/29/16
3.8
Bylaws
10-Q
001-33937
3.8
08/14/18
10.147
*
Loan Modification Agreement to Subordinated Promissory Note, dated January 18, 2023, issued by Live Ventures Incorporated in favor of Spriggs Investments LLC, dated July 6, 2026 .
10.148
*
Twenty-Third Amendment to Loan and Security Agreement and Consent dated July 22, 2026 by and among Marquis Affiliated Holdings LLC, Marquis Industries, Inc., and Bank of America, N.A.
10.149
*
Sixth Amendment to Credit and Security Agreement by and among Precision Metal Works and PMW Affiliated Holdings, Inc. and Fifth Third Bank, National Association, dated as of July 19, 2026.
31.1
*
Certification of the President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2
*
Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1
*
Certification of the President and Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2
*
Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS
*
Inline XBRL Instance Document
101.SCH
*
Inline XBRL Taxonomy Extension Schema Document
101.CAL
*
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
*
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
*
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE
*
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101)
_________________________
*
Filed herewith
†
Indicates a management contract or compensatory plan or arrangement.
47
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Live Ventures Incorporated
Dated: August 13, 2026
/s/ Jon Isaac
President and Chief Executive Officer
(Principal Executive Officer)
Dated: August 13, 2026
/s/ David Verret
Chief Financial Officer
(Principal Financial Officer)
48
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.