LINDBLAD EXPEDITIONS HOLDINGS, INC. 10-Q

ITEM 5. OTHER INFORMATION   Item 1.01 Entry into a Material Definitive Agreement.   On April 26, 2021, Lindblad Expeditions Holdings, Inc. (the “Company”) amended its Third Amended and Restated Credit Agreement entered into that certain Fifth Amendment to Third Amended and Restated Credit Agreement (the “Amendment”), by and among the Company, the subsidiaries of the company party thereto, as borrowers, the lenders party thereto and Credit Suisse AG, Cayman Islands Branch, as administrative agent, which amends that certain Third Amended and Restated Credit Agreement, dated as of March 27, 2018 (the “Amended Credit Agreement”), in order to, among other things, extend the waiver of the total net leverage ratio covenant through March 31, 2022, adjust the annualized EBITDA used in the covenant calculation through December 31, 2022 and increase the interest rate spreads of certain tranches of term loans and of revolving borrowings thereunder (such additional interest to be paid in cash). Pursuant to the Amendment, certain other covenants under the Amended Credit Agreement continue to be more restrictive during the extended covenant waiver period.    37     ITEM 6. EXHIBITS   Number   Description   Included   Form   Filing Date 10.1   Fifth Amendment to Third Amended and Restated Credit Agreement.   Herewith         31.1   Certification of Chief Executive Officer of Lindblad Expeditions Holdings, Inc. pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended.   Herewith         31.2   Certification of Chief Financial Officer of Lindblad Expeditions Holdings, Inc. pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended.   Herewith         32.1   Certification of Chief Executive Officer of Lindblad Expeditions Holdings, Inc. pursuant to Rule 13a-14(b) promulgated under the Securities Exchange Act of 1934, as amended, and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.   Herewith         32.2   Certification of Chief Financial Officer of Lindblad Expeditions Holdings, Inc. pursuant to Rule 13a-14(b) promulgated under the Securities Exchange Act of 1934, as amended, and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.   Herewith         101.INS   Inline XBRL Instance Document (the Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)   Herewith         101.SCH   Inline XBRL Taxonomy Extension Schema Document   Herewith         101.CAL   Inline XBRL Taxonomy Extension Calculation Linkbase Document   Herewith         101.DEF   Inline XBRL Taxonomy Extension Definition Linkbase Document   Herewith         101.LAB   Inline XBRL Taxonomy Extension Label Linkbase Document   Herewith         101.PRE   Inline XBRL Taxonomy Extension Presentation Linkbase Document   Herewith         104   Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)                   38           SIGNATURE   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on April 30, 2021.     LINDBLAD EXPEDITIONS HOLDINGS, INC.   (Registrant)         By /s/ Sven-Olof Lindblad     Sven-Olof Lindblad     Chief Executive Officer and President       39