LIFETIME BRANDS, INC 10-Q

Item 5. Other Information The information set forth below is included herein, by our option, for the purpose of providing disclosure under “Item 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers” of Form 8-K. On August 1, 2022, the Company entered into an amendment ( “ the Employment Agreement Amendment ” ) to the existing effective employment agreement between the Company and Laurence Winoker. The Employment Agreement Amendment for Laurence Winoker reflects a change in Mr. Winoker's title from Senior Vice President, Finance, Treasurer and Chief Financial Officer to Executive Vice President, Treasurer and Chief Financial Officer, effective August 1, 2022. The information provided in this Item 5.02 is qualified in its entirety by reference to the terms of the Employment Agreement Amendment attached hereto as Exhibits 10.1, each of which is incorporated herein by reference. - 45 - Table of Contents Item 6. Exhibits See the Exhibit Index below, which is incorporated by reference herein. Exhibit Index Exhibit No. 31.1 Certification by Robert B. Kay, Chief Executive Officer and Director, pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities and Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification by Laurence Winoker, E xecutive Vice President , Treasurer and Chief Financial Officer, pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities and Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 Certification by Robert B. Kay, Chief Executive Officer and Director, and Laurence Winoker, Executive Vice President , Treasurer and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 10.1 Third Amendment to Amended and Restated Employment Agreement, dated as of August 1, 2022, between the Company and Laurence Winoker 101.INS Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) 101.SCH Inline XBRL Taxonomy Extension Schema Document 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.LAB Inline XBRL Taxonomy Extension Labels Linkbase Document 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 The cover page from this Quarterly Report on Form 10-Q, formatted in Inline XBRL and contained in Exhibit 101 - 46 - Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Lifetime Brands, Inc. /s/ Robert B. Kay August 4, 2022 Robert B. Kay Chief Executive Officer and Director (Principal Executive Officer) /s/ Laurence Winoker August 4, 2022 Laurence Winoker Executive Vice President, Treasurer and Chief Financial Officer (Principal Financial and Accounting Officer) - 47 -