Item 5. Other Information
ITEM 5. OTHER INFORMATION.
Rule 10b5-1 Trading Arrangements
No ne.
ITEM 6. E XHIBITS
Exhibit
Incorporation By Reference
Number
Exhibit Description
Form
SEC File No.
Exhibit
Filing Date
3.1
Amended and Restated Certificate of Incorporation of FibroGen, Inc.
8-K
001-36740
3.1
11/21/2014
3.2
Amended and Restated Bylaws of FibroGen, Inc.
8-K
001-36740
3.1
04/04/2025
4.1
Form of Common Stock Certificate.
8-K
001-36740
4.1
11/21/2014
4.2
Common Stock Purchase Agreement by and between FibroGen, Inc. and AstraZeneca AB, dated as of October 20, 2014.
S-1/A
333-199069
4.17
10/24/2014
10.1*
Share Purchase Agreement by and among AstraZeneca Treasury Limited, FibroGen China Anemia Holdings, Ltd., and FibroGen, Inc., dated as of February 20, 2025.
—
—
—
—
10.2*
Amendment No.1 to the First Amended and Restated Evaluation Agreement, by and between Fortis Therapeutics, Inc. and FibroGen, Inc., dated as of March 28, 2025.
—
—
—
—
10.3*
Amendment No.1 to the First Amended and Restated Option Agreement and Plan of Merger, by and between Fortis Therapeutics, Inc. and FibroGen, Inc., dated as of March 28, 2025.
—
—
—
—
79
Table of Contents
10.4*
First Amendment to Financing Agreement, by and among FibroGen, Inc., NHTV Fairview Holding LLC, NHTV II Fairview Holding LLC, MSTV Fund II ESC Fairview Holding LLC, and Wilmington Trust, National Association, dated as of May 8, 2025.
—
—
—
—
31.1*
Certification of Chief Executive Officer, as required by Rule 13a-14(a) or Rule 15d-14(a).
—
—
—
—
31.2*
Certification of Chief Financial Officer, as required by Rule 13a-14(a) or Rule 15d-14(a).
—
—
—
—
32.1*
Certification of Principal Executive Officer and Principal Financial Officer, as required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. §1350)(1)).
—
—
—
—
101.INS
Inline XBRL Instance Document: the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
—
—
—
—
101.SCH
Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents.
—
—
—
—
104
Cover Page formatted as inline XBRL and contained in Exhibits 101.
—
—
—
—
* Filed herewith.
Portions of this exhibit (indicated by asterisks) have been omitted as the Company has determined that (i) the omitted information is not material and (ii) the omitted information would likely cause competitive harm if publicly disclosed or is the type of information the Company treats as confidential.
+ Indicates a management contract or compensatory plan.
80
Table of Contents
SIGNAT URES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
FibroGen, Inc.
Date: May 12, 2025
By:
/s/ Thane Wettig
Thane Wettig
Chief Executive Officer
(Principal Executive Officer)
Date: May 12, 2025
By:
/s/ David DeLucia
David DeLucia
Senior Vice President and Chief Financial Officer
(Principal Financial and Accounting Officer)
81
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.