Item 5. Other Information
Item 5. Other Information.
None of the directors or officers (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of the Company adopted or terminated any Rule 10b5-1 trading arrangement or any non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K) during the period covered by this Report.
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Item 6. Exhibits.
(a) Exhibits
3.1
– Amended and Restated Articles of Incorporation (as amended through July 24, 2019). Incorporated by reference to Exhibit 3.1 as filed by the Registrant with its quarterly report on Form 10-Q filed on August 1, 2019.
3.2
– Amended and Restated By-laws (effective December 19, 2022). Incorporated by reference to Exhibit 3.1 as filed by the Registrant within its current report on Form 8-K on December 20, 2022.
10.1
– Employment Agreement by and between the Registrant and Anna Ransley dated July 31, 2023, effective July 31,2023.*†
10.2
– Form of Change of Control Agreement by and between the Registrant and certain executive officers (including Anna Ransley).*†
10.3 – Quaker Chemical Corporation 2023 Director Stock Ownership Plan (incorporated by reference to Appendix A to the Registrant’s definitive proxy statement filed with the Commission on March 31, 2023 on Schedule 14A). †
31.1
– Certification of Chief Executive Officer of the Company pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.*
31.2
– Certification of Chief Financial Officer of the Company pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.*
32.1
– Certification of Chief Executive Officer of the Company Pursuant to 18 U.S. C. Section 1350.**
32.2
– Certification of Chief Financial Officer of the Company Pursuant to 18 U.S. C. Section 1350.**
101.INS
– Inline XBRL Instance Document*
101.SCH
– Inline XBRL Taxonomy Schema Document*
101.CAL
– Inline XBRL Taxonomy Calculation Linkbase Document*
101.DEF
– Inline XBRL Taxonomy Definition Linkbase Document*
101.LAB
– Inline XBRL Taxonomy Label Linkbase Document*
101.PRE
– Inline XBRL Taxonomy Presentation Linkbase Document*
104
– Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101.INS)*
* Filed herewith.
** Furnished herewith.
† Management contract or compensatory plan.
*********
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
QUAKER CHEMICAL CORPORATION
(Registrant)
/s/ Shane W. Hostetter
Date: August 1, 2023
Shane W. Hostetter, Senior Vice President, Chief Financial Officer (officer duly authorized on behalf of, and principal financial officer of, the Registrant)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.