Karat Packaging Inc. 10-Q

Item 5. Other Information. None. Item 6. Exhibits. Exhibit No. Description 3.1 Certificate of Incorporation. (Incorporated by reference to Exhibit 3.1 to Registration Statement on Form S-1 No. 333- 253270.) 3.2 By-Laws. (Incorporated by reference to Exhibit 3.2 to Registration Statement on Form S-1 No. 333- 253270.) 10.1 Karat Packaging Inc. 2019 Stock Incentive Plan (Incorporated by reference to Exhibit 10.1 to Registration Statement on Form S-1 No. 333- 253270.) 10.2 Form of Restricted Stock Unit Award Agreement Pursuant to the Karat Packaging Inc. 2019 Stock Incentive Plan (Incorporated by reference to Exhibit 10.2 to Registration Statement on Form S-1 No. 333- 253270.) 10.3 Form of Karat Packaging Inc. 2019 Stock Incentive Plan Stock Option Agreement (Incorporated by reference to Exhibit 10.3 to Registration Statement on Form S-1 No. 333- 253270.) 10.4 Amended and Restated Lease Agreement, by and between the Company and Global Wells Investment Group LLC for the Texas facility (Incorporated by reference to Exhibit 10.4 to Registration Statement on Form S-1 No. 333- 253270.) 10.5 Standard Industrial/Commercial Single-Tenant Lease-Gross, dated February 6, 2013, by and between First Industrial, LP, a Delaware limited partnership and Lollicup USA Inc. (Incorporated by reference to Exhibit 10.5 to Registration Statement on Form S-1 No. 333- 253270.) 10.6 First Amendment to Standard Industrial/Commercial Single-Tenant Lease-Gross, dated November 14, 2018, by and between First Industrial, LP, a Delaware limited partnership and Lollicup USA Inc. (Incorporated by reference to Exhibit 10.6 to Registration Statement on Form S-1 No. 333- 253270.) 10.7 Lease Agreement dated July 16, 2020, by and between Lollicup USA Inc. and Global Wells Investment Group LLC for the New Jersey facility(Incorporated by reference to Exhibit 10.7 to Registration Statement on Form S-1 No. 333- 253270.) 10.8 Share Exchange Agreement and Plan of Reorganization, dated as of September 27, 2018, entered into by the Company, Lollicup USA Inc., and each of Alan Yu, Marvin Cheng, Karat Global Group, LTD. (now known as Keary Global Group, LTD.) and Plutus Investment Holding Company (Incorporated by reference to Exhibit 10.8 to Registration Statement on Form S-1 No. 333- 253270.) 44 Exhibit No. Description 10.9 Assignment and Assumption of Grants, by and between Lollicup USA Inc. and Global Wells Investment Group LLC effective as of July 1, 2018 (Incorporated by reference to Exhibit 10.9 to Registration Statement on Form S-1 No. 333- 253270.) 10.10 Form of Indemnification Agreement (Incorporated by reference to Exhibit 10.10 to Registration Statement on Form S-1 No. 333- 253270.) 10.11 Purchase and Sale Agreement dated April 9, 2019 by and between Global Wells Investment Group LLC and Atosa Catering Equipment, Inc. (Incorporated by reference to Exhibit 10.11 to Registration Statement on Form S-1 No. 333- 253270.) 10.12 Business Loan Agreement dated February 23, 2018 by and between Lollicup USA Inc. and Hanmi Bank (Incorporated by reference to Exhibit 10.12 to Registration Statement on Form S-1 No. 333- 253270.) 10.13 Business Loan Agreement dated March 17, 2020 by and between Lollicup USA Inc. and Hanmi Bank (Incorporated by reference to Exhibit 10.13 to Registration Statement on Form S-1 No. 333- 253270.) 10.14 Note dated April 16, 2020 by and between Lollicup USA Inc. and Hanmi Bank (Incorporated by reference to Exhibit 10.14 to Registration Statement on Form S-1 No. 333- 253270.) 10.15 Commercial Security Agreement dated June 30, 2020 by and between Global Wells Investment Group LLC and Hanmi Bank (Incorporated by reference to Exhibit 10.15 to Registration Statement on Form S-1 No. 333- 253270.) 10.16 Form of Employment Agreement by and between the Company and Alan Yu (Incorporated by reference to Exhibit 10.16 to Registration Statement on Form S-1 No. 333- 253270.) 10.17 Form of Employment Agreement by and between the Company and Marvin Cheng (Incorporated by reference to Exhibit 10.17 to Registration Statement on Form S-1 No. 333- 253270.) 10.18 Form of Employment Agreement by and between the Company and Joanne Wang (Incorporated by reference to Exhibit 10.18 to Registration Statement on Form S-1 No. 333- 253270.) 10.19 Form of Amended and Restated Employment Agreement by and between the Company and Ann Sabahat (Incorporated by reference to Exhibit 10.19 to Registration Statement on Form S-1 No. 333- 253270.) 31.1* Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* 31.2* Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* 32.1* Certifications of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002** 32.2* Certifications of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002** 101.INS* XBRL Instance Document 101.SCH* XBRL Taxonomy Extension Schema Document 101.CAL* XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF* XBRL Taxonomy Extension Definition Linkbase Document 101.LAB* XBRL Taxonomy Extension Labels Linkbase Document 101.PRE* XBRL Taxonomy Extension Presentation Linkbase Document * Filed herewith. 45 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. KARAT PACKAGING INC. Date: May 27, 2021 By: /s/ Alan Yu Alan Yu Chief Executive Officer (Principal Executive Officer) Date: May 27, 2021 By: /s/ Ann T. Sabahat Ann T. Sabahat Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) 46