INVE Technologies, Inc. 10-Q

Item 2. Unregistered Sales of Equi ty Securities and Use of Proceeds During the three months ended March 31, 2023, we repurchased 24,812 shares of our common stock. The table below sets forth information regarding the Company’s purchases of its common stock during the three months ended March 31, 2023: Issuer Purchases of Equity Securities Period Total number of shares purchased (1) Average price paid per share Total number of shares purchased as part of publicly announced plans or programs Maximum number (or approximate dollar value) of shares that may yet be purchased under the plans or programs January 1, 2023 – January 31, 2023 13,388 $ 7.38 — — February 1, 2023 – February 28, 2023 4,832 8.38 — — March 1, 2023 – March 31, 2023 6,592 6.79 — — Total 24,812 $ 7.42 — (1) Consists of shares surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units issued to employees. 33 Item 6. Exhibits Exhibit Number Description 10.1 Fourth Amendment to Amended and Restated Loan and Security Agreement between Identiv, Inc. and East West Bank dated as of February 8, 2023 (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on February 8, 2023). 31.1^ Certification of Chief Executive Officer pursuant to Section 302 of the Securities Exchange Act of 1934. 31.2^ Certification of Chief Financial Officer pursuant to Section 302 of the Securities Exchange Act of 1934. 32 # Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. 101.SCH Inline XBRL Taxonomy Extension Schema Document 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) # Furnished herewith and not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Such certifications will not be deemed to be incorporated by reference into any filings under the Securities Act of 1933 or the Exchange Act, except to the extent that the registrant specifically incorporates them by reference. ^ Filed herewith. 34 SIGNA TURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. IDENTIV, INC . May 9, 2023 By: / S / Steven Humphreys Steven Humphreys Chief Executive Officer (Principal Executive Officer) May 9, 2023 By: / S / Justin Scarpulla Justin Scarpulla Chief Financial Officer (Principal Financial and Accounting Officer) 35