Unregistered Sales of Equi ty Securities and Use of Proceeds
−Removed: During the three months ended September 30, 2022, we repurchased 19,963 shares of our common stock.
−Removed: The table below sets forth information regarding the Company’s purchases of its common stock during the three months ended September 30, 2022:
+Added: During the three months ended March 31, 2023, we repurchased 24,812 shares of our common stock.
+Added: The table below sets forth information regarding the Company’s purchases of its common stock during the three months ended March 31, 2023:
Issuer Purchases of Equity Securities
3 unchanged sentences
Maximum number (or approximate dollar value) of shares that may yet be purchased under the plans or programs
−Removed: July 1, 2022 – July 31, 2022
−Removed: August 1, 2022 – August 31, 2022
−Removed: September 1, 2022 – September 30, 2022
+Added: January 1, 2023 –
+Added: January 31, 2023
+Added: February 1, 2023 –
+Added: February 28, 2023
+Added: March 1, 2023 –
+Added: March 31, 2023
(1) Consists of shares surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units issued to employees.
−Removed: Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
−Removed: Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
+Added: Fourth Amendment to Amended and Restated Loan and Security Agreement between Identiv, Inc.
+Added: and East West Bank dated as of February 8, 2023 (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on February 8, 2023).
+Added: Certification of Chief Executive Officer pursuant to Section 302 of the Securities Exchange Act of 1934.
+Added: Certification of Chief Financial Officer pursuant to Section 302 of the Securities Exchange Act of 1934.
Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document.
+Added: Inline XBRL Instance Document –
+Added: the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document.
Inline XBRL Taxonomy Extension Schema Document
4 unchanged sentences
Cover Page Interactive Data File (embedded within the Inline XBRL document)
−Removed: Furnished herewith and not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
+Added: # Furnished herewith and not “filed”
+Added: for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Such certifications will not be deemed to be incorporated by reference into any filings under the Securities Act of 1933 or the Exchange Act, except to the extent that the registrant specifically incorporates them by reference.
2 unchanged sentences
IDENTIV, INC .
−Removed: November 8, 2022
/ S / Steven Humphreys
2 unchanged sentences
(Principal Executive Officer)
−Removed: November 8, 2022
/ S / Justin Scarpulla
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.