Item 5. Other Information
Item 5. OTHER INFORMATION .
During third quarter 2023, the following Section 16 officers adopted , modified or terminated “Rule 10b5-1 trading arrangements” (as defined in Item 408 of Regulation S-K of the Exchange Act):
Name
Action
Date
Trading Arrangement
Maximum Shares to be Sold*
Expiration Date
Title
Rule 10b5-1
Non-Rule 10b5-1
Samir Armaly
Director
Adopt
August 14, 2023 X
1,751 June 28, 2024
John Kritzmacher
Director
Adopt
August 14, 2023 X
756 June 28, 2024
Pierre-Yves Lesaicherre
Director
Adopt
August 14, 2023 X
972 June 28, 2024
John Markley Jr.
Director
Adopt
August 14, 2023 X
750 June 28, 2024
Jean Rankin
Director
Adopt
August 14, 2023 X
756 June 28, 2024
*Number of shares to be sold represents the individual's estimated tax liability associated with the vesting of the RSU grants covered by the trading arrangement.
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Item 6. EXHIBITS.
The following is a list of exhibits filed with this Quarterly Report on Form 10-Q:
Exhibit
Number Exhibit Description
31.1 Certification of Principal Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended.
31.2 Certification of Principal Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended.
32.1+ Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350.
32.2+ Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350.
101.INS Inline Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH Inline Schema Document
101.CAL Inline Calculation Linkbase Document
101.DEF Inline Definition Linkbase Document
101.LAB Inline Labels Linkbase Document
101.PRE Inline Presentation Linkbase Document
104 Inline Cover Page Interactive Data File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101)
______________________________
+ This exhibit will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (15 U.S.C. 78r), or otherwise subject to the liability of that section. Such exhibit will not be deemed to be incorporated by reference into any filing under the Securities Act or Securities Exchange Act, except to the extent that InterDigital, Inc. specifically incorporates it by reference.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
INTERDIGITAL, INC.
Date: November 2, 2023 /s/ LIREN CHEN
Liren Chen
President and Chief Executive Officer
Date: November 2, 2023 /s/ RICHARD J. BREZSKI
Richard J. Brezski
Chief Financial Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.