1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers
−Removed: During the nine months ended September 30, 2024, none of our directors or officers, or the Company, adopted or terminated any contract , instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act or any “non-Rule 10b5-1 trading arrangement.”
+Added: During the three months ended March 31, 2025, none of our directors or officers, or the Company, adopted or terminated any contract , instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act or any “non-Rule 10b5-1 trading arrangement.”
Incorporated by Reference from Filings as Noted Below (Unless
5 unchanged sentences
June 14, 2018
−Removed: Second Amended and Restated Bylaws
−Removed: February 7, 2022
Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation
June 14, 2024
−Removed: Form of Warrant
−Removed: Form of Warrant 8 - K 001 - 38365 4.1 September 30, 2024
−Removed: Form of Pre-Funded Warrant 8 - K 001 - 38365 4.2 September 30, 2024
−Removed: Form of Securities Purchase Agreement, dated June 27, 2024
−Removed: Warrant Amendment Agreement, dated June 27, 2024
−Removed: Warrant Amendment Agreement, dated June 28, 2024
−Removed: Form of Securities Purchase Agreement, dated August 21, 2024
−Removed: August 22, 2024
−Removed: Executive Employment Agreement by and between Eyenovia, Inc.
−Removed: and Andrew D.
−Removed: Jones, dated as of August 30, 2024
−Removed: September 3, 2024
−Removed: Form of Securities Purchase Agreement, dated September 26, 2024.
−Removed: September 30, 2024
−Removed: Form of Eyenovia, Inc.
−Removed: Inducement Stock Option Award Agreement
−Removed: Filed herewith
−Removed: Form of Indemnification and Advancement Agreement
−Removed: Filed herewith
−Removed: Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Filed herewith
−Removed: Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation
+Added: January 31, 2025
+Added: Second Amended and Restated Bylaws
+Added: February 7, 2022
+Added: Form of Series A Warrant Issued on January 17, 2025
+Added: January 16, 2025
+Added: Form of Series B Warrant Issued on January 17, 2025
+Added: January 16, 2025
+Added: Inducement Letter, dated January 16, 2025
+Added: April 15, 2025
+Added: Second Amendment to Supplement to Loan and Security Agreement, dated as of February 21, 2025, by and among the Company, Avenue Capital Management II, L.P., Avenue Venture Opportunities Fund, L.P.
+Added: and Avenue Venture Opportunities Fund II, L.P.
+Added: February 24, 2025
+Added: Certification of the Principal Executive Officer and Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed herewith
3 unchanged sentences
Filed herewith
−Removed: Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document
+Added: Inline XBRL Instance Document
Filed herewith
3 unchanged sentences
Filed herewith
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document
+Added: nline XBRL Taxonomy Extension Definition Linkbase Document
Filed herewith
8 unchanged sentences
EYENOVIA, INC.
−Removed: November 12, 2024
−Removed: /s/ Andrew Jones
−Removed: Chief Financial Officer
−Removed: (Principal Financial Officer)
+Added: /s/ Michael Rowe
+Added: Chief Executive Officer
+Added: (Principal Executive Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.