Heritage Global Inc. 10-K

Item 5. Market for Registrant’s Common Equity, Related Stoc kholder Matters and Issuer Purchases of Equity Securities. Market Information Shares of our common stock, $0.01 par value per share, are quoted under the symbol “HGBL” on the Nasdaq Stock Market. Holders As of March 1, 2024, we had approximately 338 holders of common stock of record. Dividends To date, we have not paid dividends on our common stock nor do we anticipate that we will pay dividends in the foreseeable future. As of December 31, 2023, we do not have any preferred stock outstanding that has any preferential dividends. Recent Sales of Unregistered Securities; Use of Proceeds from Registered Securities. The Company did not sell any of its securities during the fiscal year ended December 31, 2023 that were not registered under the Securities Act of 1933, as amended. Issuer Purchases of Equity Securities. During the three months ended December 31, 2023, repurchases of the Company's common stock were as follows: Period (a) Total Number of Shares Purchased [1] (b) Average Price Paid per Share [2] (c) Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs (d) Approximate Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs [3] October 1 through October 31, 2023 — $ — — $ — November 1 through November 30, 2023 — $ — — $ — December 1 through December 31, 2023 152,707 $ 2.62 396,175 $ 3,207,096 [1] No shares of our common stock were purchased other than through a publicly announced plan or program. [2] Amounts in this column reflect weighted average price paid per share, which includes commissions and other expenses associated with the repurchases. [3] This column reflects the approximate dollar value of shares of our common stock that are available for purchase under the $4.0 million repurchase program authorized by our Board of Directors on May 5, 2022 (“2022 Repurchase Program”). The 2022 Repurchase Program expires in June 2025. Item 6. [ Reserved]. 15