Item 5. Other Information
Item 5. Other Information.
None.
Item 6. Exhibits
The following exhibits are incorporated herein by reference or are filed or furnished with this report as indicated below:
Incorporated by Reference
Exhibit Number Description Form Exhibit Filing Date
3.1
Second Amended and Restated Certificate of Incorporation
8-K 3.1 8/11/2017
3.2
Certificate of Amendment to Certificate of Incorporation
8-K 3.1.2 8/27/2018
3.3
Amended and Restated Bylaws
8-K 3.02 11/4/2022
3.4
First Amendment to Amended and Restated Bylaws, dated April 25, 2023
8-K 3.1 4/26/2023
3.5
Certificate of Designation of Rights, Preferences and Privileges of Series A Participating Preferred Stock
8-K 3.1 4/11/2023
4.1
Specimen Common Stock Certificate
S-1/A 4.2 7/28/2017
4 . 2
Form of Unit Purchase Option between the Registrant and Chardan Capital Markets, LLC
S-1/A 4.5 7/28/2017
4 .3
Preferred Stock Rights Agreement, dated as of April 11, 2023, by and between HF Foods Group Inc. and American Transfer & Trust Company, LLC, as rights agent
8-K 4.1 4/11/2023
10.1 †
HF Foods Group Inc. Amended and Restated Severance Plan
8-K 10.1 1/5/2023
10.2 †
Letter Agreement, dated January 17, 2023, by and among HF Foods Group Inc. and Prudence Kuai
8-K 10.1 1/19/2023
31.1 *
Certification of Chief Executive Officer pursuant to Rule 13a-14 and Rule 15d-14(a), promulgated under the Securities and Exchange Act of 1934, as amended.
31.2 *
Certification of Chief Financial Officer pursuant to Rule 13a-14 and Rule 15d-14(a), promulgated under the Securities and Exchange Act of 1934, as amended.
32.1 **
Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2 **
Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS* XBRL Instance Document
101.SCH* XBRL Taxonomy Extension Schema Document
101.CAL* XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF* XBRL Taxonomy Extension Definition Linkbase Document
101.LAB* XBRL Taxonomy Extension Label Linkbase Document
101.PRE* XBRL Taxonomy Extension Presentation Linkbase Document
104* Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
* Filed herewith.
** Furnished herewith.
† Indicates a management contract or compensatory plan or arrangement.
30
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
HF Foods Group Inc.
By: /s/ Xiao Mou Zhang
Xiao Mou Zhang
Chief Executive Officer
By: /s/ Carlos Rodriguez
Carlos Rodriguez
Chief Financial Officer
(Principal accounting and financial officer)
Date: May 10, 2023
31
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.