Other Information.
−Removed: The following exhibits are being filed or furnished with this Quarterly Report on Form 10-Q:
+Added: The following exhibits are incorporated herein by reference or are filed or furnished with this report as indicated below:
Incorporated by Reference
6 unchanged sentences
8-K 3.02 11/4/2022
+Added: First Amendment to Amended and Restated Bylaws, dated April 25, 2023
+Added: 8-K 3.1 4/26/2023
+Added: Certificate of Designation of Rights, Preferences and Privileges of Series A Participating Preferred Stock
+Added: 8-K 3.1 4/11/2023
Specimen Common Stock Certificate
S-1/A 4.2 7/28/2017
−Removed: Form of Rights Agreement, dated August 8, 2017, by and between American Stock Transfer & Trust Company, LLC and the Registran t
−Removed: 8-K 4.1 8/11/2017
Form of Unit Purchase Option between the Registrant and Chardan Capital Markets, LLC
S-1/A 4.5 7/28/2017
−Removed: Third Amended and Restated Credit Agreement by and among HF Foods Group Inc., B&R Global Holdings, Inc.
−Removed: and certain of the wholly-owned subsidiaries and affiliates of the Company, as borrowers, JPMorgan Chase Bank, N.A.
−Removed: as Administrative Agent, and certain lender parties thereto, including Comerica Bank, dated March 31, 2022
+Added: Preferred Stock Rights Agreement, dated as of April 11, 2023, by and between HF Foods Group Inc.
+Added: and American Transfer & Trust Company, LLC, as rights agent
8-K 4.1 4/11/2023
+Added: HF Foods Group Inc.
+Added: Amended and Restated Severance Plan
+Added: 8-K 10.1 1/5/2023
+Added: Letter Agreement, dated January 17, 2023, by and among HF Foods Group Inc.
+Added: and Prudence Kuai
+Added: 8-K 10.1 1/19/2023
Certification of Chief Executive Officer pursuant to Rule 13a-14 and Rule 15d-14(a), promulgated under the Securities and Exchange Act of 1934, as amended.
13 unchanged sentences
** Furnished herewith.
+Added: † Indicates a management contract or compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
7 unchanged sentences
(Principal accounting and financial officer)
−Removed: January 31, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.