Item 5. Other Information
ITEM 5. OTHER INFORMATION
During the fiscal quarter ended September 30, 2025, none of our directors or officers informed us of the adoption or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K.
ITEM 6. EXHIBITS
(a) Exhibits
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HORIZON BANCORP, INC. AND SUBSIDIARIES
Part II – Other Information
Exhibit
No. Description Location
10.1 Underwriting Agreement, dated August 20,2025 by and between Horizon Bancorp, Inc., Keefe, Bruyette & Woods, Inc., A Stifel Company and Performance Trust Capital Partners, LLC.
Incorporated by reference to Exhibit 1.1 to Registrant’s Form 8-K filed on August 22, 2025
10.2 Indenture dated August 29, 2025, between Horizon Bancorp, Inc. and Wilmington Trust, National Association. Incorporated by reference to Exhibit 4.1 to Registrant’s Form 8-K filed on August 29, 2025
10.3 Form of 7.00% Fixed-to-Floating Rate Subordinated Note due September 15, 2035 (included as Exhibit A-1 and Exhibit A-2 to Indenture.) Incorporated by reference to Exhibit 4.2 to Registrant's Form 8-K filed on August 29, 2025
10.4 Form of Subordinated Note Purchase Agreement dated as of August 29, 2025, by and among Horizon Bancorp, Inc. and the Purchasers. Incorporated by reference to Exhibit 10.1 to Registrant’s Form 8-K filed on August 29, 2025
10.5 Form of Registration Rights Agreement, dated August 29, 2025 by and among Horizon Bancorp, Inc. and the Purchasers. Incorporated by reference to Exhibit 10.2 to Registrant's Form 8-K filed on August 29, 2025
31.1 Certification of Thomas M. Prame
Attached
31.2 Certification of John R. Stewart
Attached
32 Certification of Chief Executive and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Attached
101 Inline Interactive Data Files Attached
104 The cover page from the Company’s Quarterly Report on Form 10–Q for the quarter ended September 30, 2025, has been formatted in Inline XBRL
Within the Inline XBRL document
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
HORIZON BANCORP, INC.
November 10, 2025 /s/ Thomas M. Prame
Date Thomas M. Prame
Chief Executive Officer
November 10, 2025 /s/ John R. Stewart
Date John R. Stewart
Chief Financial Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.