OTHER INFORMATION
−Removed: During the fiscal quarter ended June 30, 2025, none of our directors or officers informed us of the adoption or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K.
+Added: During the fiscal quarter ended September 30, 2025, none of our directors or officers informed us of the adoption or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K.
HORIZON BANCORP, INC.
2 unchanged sentences
Description Location
−Removed: 10.1 Amended Form of Restricted Stock Award Agreement (performance-based) under 2021 Omnibus Equity Incentive Plan.
−Removed: Incorporated by reference to Exhibit 10.1 to Registrant’s Form 8-K filed on April 16, 2025
−Removed: 10.2 Amended Form of Restricted Stock Award Agreement (time-based) under 2021 Omnibus Equity Incentive Plan.
−Removed: Incorporated by reference to Exhibit 10.2 to Registrant’s Form 8-K filed on April 16, 2025
+Added: 10.1 Underwriting Agreement, dated August 20,2025 by and between Horizon Bancorp, Inc., Keefe, Bruyette & Woods, Inc., A Stifel Company and Performance Trust Capital Partners, LLC.
+Added: Incorporated by reference to Exhibit 1.1 to Registrant’s Form 8-K filed on August 22, 2025
+Added: 10.2 Indenture dated August 29, 2025, between Horizon Bancorp, Inc.
+Added: and Wilmington Trust, National Association.
+Added: Incorporated by reference to Exhibit 4.1 to Registrant’s Form 8-K filed on August 29, 2025
+Added: 10.3 Form of 7.00% Fixed-to-Floating Rate Subordinated Note due September 15, 2035 (included as Exhibit A-1 and Exhibit A-2 to Indenture.) Incorporated by reference to Exhibit 4.2 to Registrant's Form 8-K filed on August 29, 2025
+Added: 10.4 Form of Subordinated Note Purchase Agreement dated as of August 29, 2025, by and among Horizon Bancorp, Inc.
+Added: and the Purchasers.
+Added: Incorporated by reference to Exhibit 10.1 to Registrant’s Form 8-K filed on August 29, 2025
+Added: 10.5 Form of Registration Rights Agreement, dated August 29, 2025 by and among Horizon Bancorp, Inc.
+Added: and the Purchasers.
+Added: Incorporated by reference to Exhibit 10.2 to Registrant's Form 8-K filed on August 29, 2025
31.1 Certification of Thomas M.
3 unchanged sentences
101 Inline Interactive Data Files Attached
−Removed: 104 The cover page from the Company’s Quarterly Report on Form 10–Q for the quarter ended June 30, 2025, has been formatted in Inline XBRL
+Added: 104 The cover page from the Company’s Quarterly Report on Form 10–Q for the quarter ended September 30, 2025, has been formatted in Inline XBRL
Within the Inline XBRL document
1 unchanged sentence
HORIZON BANCORP, INC.
−Removed: August 11, 2025 /s/ Thomas M.
+Added: November 10, 2025 /s/ Thomas M.
Date Thomas M.
Chief Executive Officer
−Removed: August 11, 2025 /s/ John R.
+Added: November 10, 2025 /s/ John R.
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.