HORIZON BANCORP INC /IN/ 10-Q

ITEM 5. OTHER INFORMATION Not Applicable 78 Table of Contents HORIZON BANCORP, INC. AND SUBSIDIARIES Part II – Other Information ITEM 6. EXHIBITS (a) Exhibits Exhibit Index Exhibit No. Description Location 1.1 Underwriting Agreement, dated June 17, 2020 Incorporated by reference to Exhibit 1.1 to Registrant's Form 8-K filed on June 18, 2020 4.1 Indenture for Subordinated Debt, dated June 24, 2020, between Horizon Bancorp, Inc. and Wilmington Trust, National Association Incorporated by reference to Exhibit 4.1 to Registrant's Form 8-K filed on June 24, 2020 4.2 First Supplemental Indenture, dated June 24, 2020, between Horizon Bancorp, Inc. and Wilmington Trust, National Association Incorporated by reference to Exhibit 4.2 to Registrant's Form 8-K filed on June 24, 2020 31.1 Certification of Craig M. Dwight Attached 31.2 Certification of Mark E. Secor Attached 32 Certification of Chief Executive and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Attached 101 Inline Interactive Data Files Attached 104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2020, has been formatted in Inline XBRL Within the Inline XBRL document 79 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. HORIZON BANCORP, INC. August 4, 2020 /s/ Craig M. Dwight Date Craig M. Dwight Chief Executive Officer August 4, 2020 /s/ Mark E. Secor Date Mark E. Secor Chief Financial Officer 80