Item 5. Other Information
Item 5. Other Information.
None.
Item 6. Exhibits.
3.1
Certificate of Amendment to Amended Certificate of Incorporation. Incorporated by reference to Exhibit 3.1 to Current Report on Form 8-K filed on March 19, 2021.
10.1
First Amendment to the Genasys Inc. Amended and Restated 2015 Equity Incentive Plan. Incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on March 19, 2021.
10.2
Loan Agreement, by and between Genasys Inc. and MUFG Union Bank, N.A. Incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on March 17, 2021.
10.3
Commercial Promissory Note, of Genasys Inc. in favor of MUFG Union Bank, N.A. Incorporated by reference to Exhibit 10.2 to Current Report on Form 8-K filed on March 17, 2021.
10.4
Security Agreement, by and between the Company and MUFG Union Bank, N.A. Incorporated by reference to Exhibit 10.3 to Current Report on Form 8-K filed on March 17, 2021.
31.1
Certification of Richard S. Danforth, Principal Executive Officer, pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities and Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
31.2
Certification of Dennis D. Klahn, Principal Financial Officer, pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities and Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
32.1
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, executed by Richard S. Danforth, Principal Executive Officer and Dennis D. Klahn, Principal Financial Officer.*
101.INS
XBRL Instance Document*
101.SCH
XBRL Taxonomy Extension Schema Document*
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document*
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document*
101.LAB
XBRL Taxonomy Extension Label Linkbase Document*
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document*
* Filed concurrently herewith
34
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
GENASYS INC.
Date: May 13, 2021
By:
/s/ Dennis D. Klahn
Dennis D. Klahn, Chief Financial Officer
(Principal Financial Officer)
35
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.