Item 2. Unregistered Sales of Equity Securities
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
Repurchase of equity securities
Under our stock repurchase programs, shares may be repurchased on the open market and through accelerated stock repurchase transactions. As of January 1, 2021, we have $420 million remaining authorized to be completed in future periods with no expiration date. Stock repurchases during the three months ended January 1, 2021 were as follows:
(In millions, except per share data) Total Number of Shares Purchased (1)
Average Price Paid per Share Total Number of Shares Purchased as Part of Publicly Announced Program Maximum Dollar Value of Shares That May Yet Be Purchased Under the Plans or Programs
October 3, 2020 to October 30, 2020 — $ — — $ 573
October 31, 2020 to November 27, 2020 — $ — — $ 573
November 28, 2020 to January 1, 2021 8 $ 20.34 8 $ 420
Total number of shares repurchased 8 $ 20.34 8 $ 420
(1) The number of shares purchased is reported on trade date. Repurchases of 1 million shares, which were executed on December 30, 2020 and December 31, 2020 settled in the subsequent fiscal quarter.
Item 6. Exhibits
Exhibit
Number
Incorporated by Reference Filed/Furnished with this 10-Q
Exhibit Description Form File Number Exhibit File Date
10.01+ Stock Purchase Agreement dated December 7, 2020 between the Company and Alpaca HoldCo GmbH, Alpaca TopCo GmbH.
X
31.01 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
31.02 Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
32.01† Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
32.02† Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
101 The following financial information from NortonLifeLock Inc.'s Quarterly Report on Form 10-Q for the quarter ended January 1, 2021 are formatted in iXBRL (Inline eXtensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations, (iii) Condensed Consolidated Statements of Comprehensive Income, (iv) Condensed Consolidated Statements of Stockholders’ Equity (Deficit), (vi) Condensed Consolidated Statements of Cash Flows, and (vi) Notes to the Condensed Consolidated Financial Statements, tagged as blocks of text and including detailed tags. X
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) X
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+ Certain portions of this document that constitute confidential information have been redacted in accordance with Regulations S-K, Item 601(b)(10).
†
This exhibit is being furnished rather than filed, and shall not be deemed incorporated by reference into any filing, in accordance with Item 601 of Regulation S-K.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NORTONLIFELOCK INC.
(Registrant)
By: /s/ Vincent Pilette
Vincent Pilette
Chief Executive Officer
By: /s/ Natalie Derse
Natalie Derse
Chief Financial Officer
February 5, 2021
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.