Item 5. Other Information
Item 5.
Other Information
None.
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Table of Contents
Item 6.
Exhibits
Exhibits.
Number
Description
3.1
Fourth Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and
Exchange Commission on July 30, 2021 (File No. 333-257929)).
3.2
Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and Exchange Commission on July 30,
2021 (File No. 333-257929)).
4.1
Specimen common stock certificate (incorporated by reference to Exhibit 4.1 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and Exchange Commission on
July 15, 2021 (File No. 333-257929)).
10.1*
Secured Promissory Note, dated as of August 6, 2021, by Alan Weichselbum in favor of FinWise Bancorp.
10.2*
Security Agreement, dated as of August 6, 2021, by and between Alan Weichselbaum and FinWise Bancorp.
10.3*
Secured Promissory Note, dated as of June 1, 2022, by Alan Weichselbum in favor of FinWise Bancorp.
10.4*
Security Agreement, dated as of June 1, 2022, by and between Alan Weichselbaum and FinWise Bancorp.
31.1*
Rule 13a-14(a) Certification of the Principal Executive Officer.
31.2*
Rule 13a-14(a) Certification of the Principal Financial Officer.
32.1*
Section 1350 Certification of Chief Executive Officer and Chief Financial Officer.
101.INS*
Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH*
Inline XBRL Taxonomy Extension Schema Document.
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104*
Cover Page Interactive Data File (embedded within the Inline XBRL document in Exhibit 101).
* Filed herewith.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
FinWise Bancorp
Date: November 14, 2022
By:
/s/ Kent Landvatter
Kent Landvatter
President, Chief Executive Officer and Director
(Principal Executive Officer)
Date: November 14, 2022
By:
/s/ Javvis Jacobson
Javvis Jacobson
Executive Vice President and Chief Financial Officer
(Principal Financial and Accounting Officer)
59