Other Information
−Removed: Fourth Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and Exchange
−Removed: Commission on July 30, 2021 (File No.
+Added: Fourth Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and
+Added: Exchange Commission on July 30, 2021 (File No.
333-257929)).
Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and Exchange Commission on July 30,
−Removed: 333-257929)).
−Removed: Specimen common stock certificate (incorporated by reference to Exhibit 4.1 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and Exchange Commission on July 15,
2021 (File No.
333-257929)).
−Removed: Fourth Amendment to Employment Agreement, dated May 16, 2022, by and between David Tilis and FinWise Bancorp
−Removed: Fifth Amendment to Employment Agreement, dated May 27, 2022, by and between David Tilis and FinWise Bancorp
−Removed: Separation and Consulting Agreement, dated June 16, 2022, by and among FinWise Bancorp, FinWise Bank and David Tilis (incorporated by reference to Exhibit 10.1 of the Registrant’s Current Report on Form 8-K filed
−Removed: with the Securities and Exchange Commission on June 22, 2022).
−Removed: Letter Agreement, dated May 17, 2022, by and between FinWise Bank and James Noone (incorporated by reference to Exhibit 10.1 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange
−Removed: Commission on May 23, 2022).
−Removed: FinWise Bancorp 2019 Stock Option Plan (incorporated by reference to Exhibit 10.1 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 14, 2022).
+Added: Specimen common stock certificate (incorporated by reference to Exhibit 4.1 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and Exchange Commission on
+Added: July 15, 2021 (File No.
+Added: 333-257929)).
+Added: Secured Promissory Note, dated as of August 6, 2021, by Alan Weichselbum in favor of FinWise Bancorp.
+Added: Security Agreement, dated as of August 6, 2021, by and between Alan Weichselbaum and FinWise Bancorp.
+Added: Secured Promissory Note, dated as of June 1, 2022, by Alan Weichselbum in favor of FinWise Bancorp.
+Added: Security Agreement, dated as of June 1, 2022, by and between Alan Weichselbaum and FinWise Bancorp.
Rule 13a-14(a) Certification of the Principal Executive Officer.
11 unchanged sentences
FinWise Bancorp
−Removed: August 15, 2022
+Added: November 14, 2022
/s/ Kent Landvatter
2 unchanged sentences
(Principal Executive Officer)
−Removed: August 15, 2022
+Added: November 14, 2022
/s/ Javvis Jacobson
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.