Item 5. Other Information
Item 5.
Other Information
None.
56
Index
Item 6.
Exhibits
Exhibits.
Number
Description
3.1
Fourth Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and Exchange Commission on
July 30, 2021 (File No. 333-257929)).
3.2
Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and Exchange Commission on July 30, 2021 (File No.
333-257929)).
4.1
Specimen common stock certificate (incorporated by reference to Exhibit 4.1 of the Registrant’s Registration Statement on Form S-1 filed with the Securities and Exchange Commission on July 15, 2021 (File
No. 333-257929)).
10.1
Amendment to Employment Agreement, dated March 14, 2022, by and between David Tilis and FinWise Bancorp
10.2*
Second Amendment to Employment Agreement, dated March 31, 2022, by and between David Tilis and FinWise Bancorp
10.3*
Third Amendment to Employment Agreement, dated April 29, 2022, by and between David Tilis and FinWise Bancorp
31.1*
Rule 13a-14(a) Certification of the Principal Executive Officer.
31.2*
Rule 13a-14(a) Certification of the Principal Financial Officer.
32.1*
Section 1350 Certification of Chief Executive Officer and Chief Financial Officer.
101.INS*
Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH*
Inline XBRL Taxonomy Extension Schema Document
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104*
Cover Page Interactive Data File (embedded within the Inline XBRL document in Exhibit 101)
* Filed herewith.
57
Index
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
FinWise Bancorp
Date: May 16, 2022
By:
/s/ Kent Landvatter
Kent Landvatter
President, Chief Executive Officer and Director
(Principal Executive Officer)
Date: May 16, 2022
By:
/s/ Javvis Jacobson
Javvis Jacobson
Executive Vice President and Chief Financial Officer
(Principal Financial and Accounting Officer)
58
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.