Item 1A. Risk Factors
Item 1A. RISK FACTORS.
Except as described below, no changes from September
30, 2021 10-K annual report.
In late March of 2022, one of Company’s
larger investment advisors terminated the relationship with FGAM. The loss of this advisor could result in a reduction of revenue to the
Company of over $25,000 per month after commissions to the advisor. Company is taking steps to address the effects of this termination.
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
None.
Item 3. Defaults Upon Senior Securities
None
Item 4. Mine Safety Disclosures
None
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