Item 5. Other Information
Item 5. Other Information
Rule 10b5-1 Trading Plan
During the quarter ended September 30, 2024, no director or Section 16 officer adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements.
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Item 6. Exhibits
Exhibit
Number DESCRIPTION
10.1* — Amendment No. 2 to Second Lien Seller Term Loan Credit Agreement, dated as of September 23, 2024, among Forum, as borrower, the lenders party thereto, Variperm Energy Services Partnership, as existing administrative agent and collateral agent for each of the lenders and GLAS USA LLC as successor administrative agent and collateral agent.
10.2 — Amendment No. 6 to Third Amended and Restated Credit Agreement, dated October 14, 2024, by and among Forum, Forum Canada ULC, GT Coiled Tubing of Canada ULC, the guarantors party thereto, Wells Fargo Bank, National Association, as administrative agent, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to Forum’s Current Report on Form 8-K).
22.1 — Subsidiary guarantors of the Company's Convertible Secured Notes due 2025 (incorporated by reference to Exhibit 22.1 to Forum's Annual Report on Form 10-K filed on March 5, 2024).
31.1**
— Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2**
— Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1**
— Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2**
— Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS* — Inline XBRL Instance Document.
101.SCH* — Inline XBRL Taxonomy Extension Schema Document.
101.CAL* — Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.LAB* — Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE* — Inline XBRL Taxonomy Extension Presentation Linkbase Document.
101.DEF* — Inline XBRL Taxonomy Extension Definition Linkbase Document.
104* — Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
*Filed herewith.
**Furnished herewith.
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SIGNATURES
As required by Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has authorized this report to be signed on its behalf by the undersigned authorized individuals.
FORUM ENERGY TECHNOLOGIES, INC.
Date: November 1, 2024 By: /s/ D. Lyle Williams, Jr.
D. Lyle Williams, Jr.
Executive Vice President and Chief Financial Officer
(As Duly Authorized Officer and Principal Financial Officer)
By: /s/ Katherine C. Keller
Katherine C. Keller
Senior Vice President and Chief Accounting Officer
(As Duly Authorized Officer and Principal Accounting Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.