Item 5. Other Information
Item 5. Other Information
None
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Item 6. Exhibits
Exhibit
Number DESCRIPTION
4.1* — Indenture, dated as of August 4, 2020, among the Company, the subsidiary guarantors party thereto and the Trustee and Collateral Agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K, filed on August 5, 2020).
4.2* — Ninth Supplemental Indenture, dated as of August 4, 2020, among the Company, the subsidiary guarantors party thereto and the Trustee (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K, filed on August 5, 2020).
10.1* — Credit Agreement Amendment, dated as of August 4, 2020, among the Company, the other borrowers and the guarantors party thereto, the lenders party thereto, Wells Fargo Bank, National Association, as Administrative Agent, and the other parties named therein (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed on August 5, 2020).
10.2* — Registration Rights Agreement, dated as of August 4, 2020, among the Company and holders of the 2025 Notes party thereto (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed on August 5, 2020).
10.3* — Rights Plan Amendment, dated as of August 4, 2020, among the Company and American Stock Transfer & Trust Company, LLC (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K, filed on August 5, 2020).
10.4**# — Form of Form of Performance Restricted Stock Unit Agreement (Employees and Consultants). Restricted Stock Unit Agreement (Employees and Consultants).
10.5**# — Form of Special Performance Restricted Stock Unit Agreement (Employees and Consultants).
22.1** — Subsidiary guarantors of the Company's Unsecured Notes due 2021 and Convertible Secured Notes due 2025.
31.1**
— Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2**
— Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1**
— Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2**
— Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS** — Inline XBRL Instance Document
101.SCH** — Inline XBRL Taxonomy Extension Schema Document.
101.CAL** — Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.LAB** — Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE** — Inline XBRL Taxonomy Extension Presentation Linkbase Document.
101.DEF** — Inline XBRL Taxonomy Extension Definition Linkbase Document.
104** — Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
*Previously filed.
**Filed herewith.
#Identifies management contracts and compensatory plans or arrangements.
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SIGNATURES
As required by Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has authorized this report to be signed on its behalf by the undersigned authorized individuals.
FORUM ENERGY TECHNOLOGIES, INC.
Date: November 6, 2020 By: /s/ D. Lyle Williams, Jr.
D. Lyle Williams, Jr.
Executive Vice President and Chief Financial Officer
(As Duly Authorized Officer and Principal Financial Officer)
By: /s/ John McElroy
John McElroy
Corporate Controller and Principal Accounting Officer
(As Duly Authorized Officer and Principal Accounting Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.