Item 5. Other Information
Item 5. Other Information
None
34
Item 6. Exhibits
Exhibit
Number DESCRIPTION
4.1* — Rights Agreement dated as of April 29, 2020 between Forum Energy Technologies, Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent (incorporated by reference to Exhibit 4.1 the Company’s Current Report on Form 8-K, filed on April 30, 2020.
10.1*# — Forum Energy Technologies, Inc. Second Amended and Restated 2016 Stock and Incentive Plan (incorporated by reference to Appendix B to the Company’s Proxy Statement on Schedule 14A filed on April 2, 2020).
22.1**
— Subsidiary guarantors of the Company's Unsecured Notes due 2021
31.1**
— Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2**
— Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1**
— Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2**
— Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS** — Inline XBRL Instance Document
101.SCH** — Inline XBRL Taxonomy Extension Schema Document.
101.CAL** — Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.LAB** — Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE** — Inline XBRL Taxonomy Extension Presentation Linkbase Document.
101.DEF** — Inline XBRL Taxonomy Extension Definition Linkbase Document.
104** — Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
*Previously filed.
**Filed herewith.
#Identifies management contracts and compensatory plans or arrangements.
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SIGNATURES
As required by Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has authorized this report to be signed on its behalf by the undersigned authorized individuals.
FORUM ENERGY TECHNOLOGIES, INC.
Date: August 7, 2020 By: /s/ D. Lyle Williams, Jr.
D. Lyle Williams, Jr.
Executive Vice President and Chief Financial Officer
(As Duly Authorized Officer and Principal Financial Officer)
By: /s/ John McElroy
John McElroy
Corporate Controller
(As Duly Authorized Officer and Principal Accounting Officer)
36
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.