Item 5. Other Information
Item 5. Other Information.
Insider Trading Arrangements and Policies
Robert Andrade , the Company’s Chief Financial Officer , adopted a trading arrangement on May 22, 2026 , which is intended to satisfy the affirmative defense conditions of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. This trading arrangement covers the disposition of up to 75,000 shares of the Company’s common stock, including shares issuable upon exercise of stock options, and will terminate on September 30, 2026 , unless earlier terminated in accordance with its terms.
Marco Brughera , a current member of the Company’s Board of Directors , adopted a trading arrangement on June 16, 2026 , which is intended to satisfy the affirmative defense conditions of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. This trading arrangement covers the disposition of up to 55,545 shares of the Company’s common stock, including shares issuable upon exercise of stock options, and will terminate on June 25, 2027 , unless earlier terminated in accordance with its terms.
During the quarter ended June 30, 2026, no other director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement, as each term is defined in Item 408(a) of Regulations S-K.
Press Release
On August 11, 2026, we issued a press release announcing our financial results for the quarter ended June 30, 2026. A copy of the news release is attached to this Quarterly Report as Exhibit 99.1. The press release is being furnished and shall not be deemed to be filed for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or incorporated by reference into any filing under the Securities Act of 1933 or the Exchange Act, unless such subsequent filing specifically references the press release.
Item 6. Exhibits
Exhibit
No.
Description
10.1*
Fennec Pharmaceuticals Inc. 2020 Equity Incentive Plan, as amended (incorporated by reference to Exhibit 99.1 to the Registrant's Registration Statement on Form S-8 filed June 11, 2026).
31.1
Certification of Chief Executive Officer of the Company in accordance with Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
31.2
Certification of Chief Financial Officer of the Company in accordance with Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
32.1
Certification of Chief Executive Officer and Chief Financial Officer of the Company in accordance with Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
99.1
Press Release for Quarter June 30, 2026 (furnished herewith).
101.INS
Inline XBRL Instance Document
101.SCH
Inline XBRL Taxonomy Extension Schema Document
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
34
Table of Contents
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover Page Interactive Data File (formatted as Inline XBRL with applicable taxonomy extension
information contained in Exhibits 101)
* Indicates a management contract or compensatory plan
35
Table of Contents
SIGNATURES
Pursuant to requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Fennec Pharmaceuticals Inc.
Date: August 13, 2026
By:
/s/ Jeff Hackman
Jeff Hackman
Chief Executive Officer
(principal executive officer)
Date: August 13, 2026
By:
/s/ Robert Andrade
Robert Andrade
Chief Financial Officer
(principal financial and chief accounting officer)
36
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.