Item 5. Other Information
ITEM 5. OTHER
INFORMATION
Our common stock has been quoted on the OTCQB
and on the OTC Link since July 31, 2014 under the symbol “FCUV”.
ITEM 6. EXHIBITS AND REPORTS
ON FORM 8-K
Exhibits
The following financial information
is filed as part of this report:
(a)
(1) FINANCIAL STATEMENTS
(2) SCHEDULES
(3) EXHIBITS. The following exhibits required by Item 601 to be filed herewith are incorporated by reference to previously filed documents:
Exhibit
Number
Description
10.1
Promissory Note with Chase Bank, dated March 10, 2021 for $108,750 SBA Loan , as filed with the SEC on March 23, 2021.
10.2
Secured Promissory Note with East West Bank, dated January 8, 2021 for $1,500,000 , as filed with the SEC on March 23, 2021.
10.3
Loan Agreement with Golden Sunrise Investment LLC, dated March 15, 2021 for $1,500,000 , as filed with the SEC on March 23, 2021.
10.4
Company Guarantee Agreement with Golden Sunrise Investment LLC dated March 15, 2021 , as filed with the SEC on March 23, 2021.
10.5
Secured Promissory Note with Golden Sunrise Investment LLC dated March 15, 2021 for $1,500,000 , as filed with the SEC on March 23, 2021.
31.1
Certification of CEO pursuant to Sec. 302
31.2
Certification of CFO pursuant to Sec. 302
32.1
Certification of CEO pursuant to Sec. 906
32.2
Certification of CFO pursuant to Sec. 906
101.INS
XBRL Instances Document
101.SCH
XBRL Taxonomy Extension Schema Document
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
XBRL Taxonomy Extension Label Linkbase Document
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
15
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Focus Universal Inc.
Dated: May 10, 2021
By:
/s/ Desheng Wang
Desheng Wang
Chief Executive Officer
Dated: May 10, 2021
By:
/s/ Duncan Lee
Duncan Lee
Chief Financial Officer
16
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.