Item 5. Other Information
Item 5. Other Information
None.
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Table of Contents
Item 6. Exhibits
10.1 Form of Performance-Based Restricted Stock Unit Award Agreement - Executive Officer (filed herewith)
10.2 Form of Restricted Stock Award Agreement - Executive Officer (filed herewith)
10.3 Form of Restricted Stock Unit Award Agreement - Executive Officer (filed herewith)
10.4 Form of Performance-Based Restricted Stock Unit Award Exchange Agreement - Retiree (filed herewith)
10.5 Form of Restricted Stock Unit Award Exchange Agreement - Retiree (filed herewith)
10.6 Form of Performance-Based Restricted Stock Unit Award Agreement - Retiree (filed herewith)
10.7 Form of Restricted Stock Award Exchange Agreement - Retiree (filed herewith)
10.8 Form of Restricted Stock Award Agreement - Board of Directors
31.1 Certification of the Chief Executive Officer
31.2 Certification of the Chief Financial Officer
32 Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350
101 The following financial information from First Business Financial Services, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, formatted in XBRL (eXtensible Business Reporting Language): (i) Consolidated Balance Sheets as of September 30, 2021 and December 31, 2020, (ii) Consolidated Statements of Income for the three and nine months ended September 30, 2021 and 2020, (iii) Consolidated Statements of Comprehensive Income for the three and nine months ended September 30, 2021 and 2020, (iv) Consolidated Statements of Changes in Stockholders’ Equity for the three and nine months ended September 30, 2021 and 2020, (v) Consolidated Statements of Cash Flows for the three and nine months ended September 30, 2021 and 2020, and (vi) the Notes to Unaudited Consolidated Financial Statements
104 The cover page from First Business Financial Services, Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021 has been formatted in Inline XBRL and contained in Exhibit 101.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FIRST BUSINESS FINANCIAL SERVICES, INC.
October 29, 2021 /s/ Corey A. Chambas
Corey A. Chambas
Chief Executive Officer
October 29, 2021 /s/ Edward G. Sloane, Jr.
Edward G. Sloane, Jr.
Chief Financial Officer
(principal financial officer)
69
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.