Item 5. Other Information
Item 5.
Other Information.
None.
Item 6.
Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
No.
Description of Exhibit
1.1
Underwriting Agreement, dated September 29, 2020, between the Company and Citigroup Global Markets Inc., BofA Securities, Inc. and Barclays Capital Inc., as representatives of the several
underwriters (1)
3.1
Amended and Restated Certificate of Incorporation (1)
4.1
Warrant Agreement, dated September 29, 2020, between Continental Stock Transfer & Trust Company and the Company (1)
10.1
Warrant Purchase Agreement, dated September 29, 2020, between the Company and Climate Change Crisis Real Impact I Acquisition Holdings, LLC (1)
10.2
Investment Management Trust Agreement, dated September 29, 2020, between Continental Stock Transfer & Trust Company and the Company (1)
10.3
Registration and Stockholder Rights Agreement, dated September 29, 2020, among the Company, the Sponsor and the other Holders (as defined therein) signatory thereto (1)
10.4
Letter Agreement, dated September 29, 2020, among the Company, the Sponsor each member of the Sponsor, each of the Company’s executive officers and directors and certain consultants of
the Company (1)
10.5
Form of Indemnification Agreement, dated September 29, 2020, between the Company and each of the officers and directors of the Company (1)
31.1*
Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2**
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS*
XBRL Instance Document
101.CAL*
XBRL Taxonomy Extension Calculation Linkbase Document
101.SCH*
XBRL Taxonomy Extension Schema Document
101.DEF*
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
XBRL Taxonomy Extension Labels Linkbase Document
101.PRE*
XBRL Taxonomy Extension Presentation Linkbase Document
*
Filed herewith.
**
Furnished.
(1)
Previously filed as an exhibit to our Current Report on Form 8-K filed on October 5, 2020 and incorporated by reference herein.
16
Table of Contents
SIGNATURES
In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
CLIMATE CHANGE CRISIS REAL IMPACT I
ACQUISITION CORPORATION
Date: November 12, 2020
By:
/s/ David W. Crane
Name:
David W. Crane
Title:
Chief Executive Officer
(Principal Executive Officer)
Date: November 12, 2020
By:
/s/ John A. Cavalier
Name:
John A. Cavalier
Title:
Chief Financial Officer
(Principal Accounting and
Financial Officer)
17
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.