Item 5. Other Information
ITEM 5 – OTHER INFORMATION
None
- 28 -
Table of Contents
ITEM 6 – EXHIBITS
3.1)
Restated Certificate of Incorporation of the Company, as amended (conformed copy) (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q filed on May 6, 2020).
3.2)
Amended and Restated By-Laws of the Company, as amended through April 27, 2016 (conformed copy) (incorporated by reference to Exhibit 3.2 to the Company’s Quarterly Report on Form 10-Q filed on May 6, 2020).
31)
Certifications required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
32)
Certifications pursuant to Rule 13a-14(b) and 18 USC 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**
101)
The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended October 2, 2021, formatted in Inline XBRL (eXtensible Business Reporting Language): (i) Condensed Consolidated Statements of Operations (Unaudited) for the three and nine months ended October 2, 2021 and October 3, 2020; (ii) Condensed Consolidated Statements of Comprehensive Income (Unaudited) for the three and nine months ended October 2, 2021, and October 3, 2020; (iii) Condensed Consolidated Balance Sheets (Unaudited) as of October 2, 2021 and January 2, 2021; (iv) Condensed Consolidated Statements of Cash Flows (Unaudited) for the nine months ended October 2, 2021 and October 3, 2020; and (iv) Notes to the Condensed Consolidated Financial Statements (Unaudited).**
104)
Cover Page Interactive Data File (formatted as Inline XBRL and included in Exhibit 101). **
___________
* Filed herewith.
** Furnished herewith
- 29 -
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
THE EASTERN COMPANY
(Registrant)
DATE: November 10, 2021
/s/August M. Vlak
August M. Vlak
President and Chief Executive Officer
DATE: November 10, 2021
/s/John L. Sullivan III
John L. Sullivan III
Vice President and Chief Financial Officer
- 30 -
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.