Item 5. Other Information
Item 5. Other Information
N o n e .
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Item 6. Exhibits
Exhibit
Number
Description
3.1(i)
Certificate of Amendment to WiSA Technologies, Inc.’s Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on February 13, 2025 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 14, 2025).
3.1(ii)
Bylaws of Summit Semiconductor, Inc. (incorporated by reference to the Company’s Registration Statement on Form S-1/A (File No. 333-224267) filed with the SEC on July 2, 2018).
4.1
Form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 14, 2025).
4.2
Form of Placement Agent Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 14, 2025).
4.3
Form of Convertible Promissory Note, dated March 16, 2025, by NYIAX, Inc. (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 17, 2025).
4.4
Form of Senior Secured Promissory Note, dated March 31, 2025, by certain investors (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 31, 2025).
4.5
Form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 31, 2025).
10.1
Form of Securities Purchase Agreement, by and among the Company and certain investors, dated February 13, 2025 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 13, 2025).
10.2
Placement Agency Agreement, by and among the Company and Maxim Group LLC, dated February 13, 2025 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 13, 2025).
10.3
Form of Second Amendment to Asset Purchase Agreement, dated February 25, 2025, by and between the Company and CompuSystems, Inc. (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on February 28, 2025).
10.4
Share Exchange Agreement, dated March 16, 2025, by and between the Company and NYIAX, Inc. (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 17, 2025).
10.5
Form of Securities Purchase Agreement, by and among the Company and certain investors, dated March 31, 2025 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 31, 2025).
10.6
Placement Agency Agreement, by and among the Company and Maxim Group LLC, dated March 31, 2025 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 31, 2025).
10.7
Form of Security Agreement (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 31, 2025).
10.8
Form of Subsidiary Guarantee (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 31, 2025).
10.9
Form of Third Amendment to Asset Purchase Agreement, dated March 31, 2025, by and between the Company and CompuSystems, Inc. (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 2, 2025).
31.1
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
31.2
Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
32.1
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
32.2
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
101
Interactive Data Files (embedded within the Inline XBRL document)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Datavault AI Inc.
Date: May 14, 2025
By:
/s/ Nathaniel Bradley
Name: Nathaniel Bradley
Title: Chief Executive Officer
(Principal Executive Officer)
Date: May 14, 2025
By:
/s/ Brett Moyer
Name: Brett Moyer
Title: Chief Financial Officer
(Principal Financial Officer)
44
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.