Item 5. Other Information
Item 5. Other Information
N o n e .
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Item 6. Exhibits
Exhibit
Number
Description
4.1
Form of Common Stock Purchase Warrant (Exchange Warrant) (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
4.2
Form of Common Stock Purchase Warrant (Inducement Warrant) (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
4.3
Form of Common Stock Purchase Warrant (New Warrant) (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
10.1
Asset Purchase Agreement, dated September 4, 2024, by and between WiSA Technologies, Inc. and Data Vault Holdings Inc. (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
10.2
Form of Exchange Agreement, dated September 10, 2024, by and among the Company and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
10.3
Form of Inducement Agreement, dated September 10, 2024, by and among the Company and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
10.4
Form of Side Letter Agreement, dated September 10, 2024, by and among the Company and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
10.5
Form of Inducement Agreement between Stanley Mbugua and the Company, dated as of September 30, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 1, 2024)
10.6
Employment Agreement between Stanley Mbugua and the Company, dated as of September 30, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 1, 2024)
10.7
Form of Amendment to Inducement Agreement between the Company and each Holder, dated as of September 30, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 1, 2024)
31.1
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
31.2
Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
32.1
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
32.2
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
101
Interactive Data Files (embedded within the Inline XBRL document)
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
WISA Technologies, Inc.
Date: November 14, 2024
By:
/s/ Brett Moyer
Brett Moyer
Chief Executive Officer
(Duly Authorized Officer and Principal Executive Officer)
Date: November 14, 2024
By:
/s/ Gary Williams
Gary Williams
Vice President of Finance and Chief Accounting Officer
(Duly Authorized Officer, Principal Financial Officer and Principal Accounting Officer)
45
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.