Other Information
−Removed: Certificate of Amendment to the Company’s Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on March 25, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 26, 2024).
−Removed: Certificate of Amendment to the Company’s Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on April 12, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 12, 2024).
−Removed: Form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 19, 2024).
−Removed: Form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 23, 2024).
−Removed: Form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 30, 2024).
−Removed: Form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on May 15, 2024).
−Removed: Form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on May 17, 2024).
−Removed: Placement Agency Agreement, dated as of April 17, 2024, by and between the Company and Maxim Group LLC, as placement agent (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 18, 2024).
−Removed: Form of Securities Purchase Agreement, by and among the Company and certain purchasers, dated April 17, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 18, 2024).
−Removed: Placement Agency Agreement, dated as of April 19, 2024, by and between the Company and Maxim Group LLC, as placement agent (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 23, 2024).
−Removed: Form of Securities Purchase Agreement, by and among the Company and certain purchasers, dated April 19, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 23, 2024).
−Removed: Placement Agency Agreement, dated as of April 26, 2024, by and between the Company and Maxim Group LLC, as placement agent (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 30, 2024).
−Removed: Form of Securities Purchase Agreement, by and among the Company and certain purchasers, dated April 26, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 30, 2024).
−Removed: Placement Agency Agreement, dated as of May 13, 2024, by and between the Company and Maxim Group LLC, as placement agent (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on May 15, 2024).
−Removed: Form of Securities Purchase Agreement, by and among the Company and certain purchasers, dated May 13, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on May 15, 2024).
−Removed: Placement Agency Agreement, dated as of May 15, 2024, by and between the Company and Maxim Group LLC, as placement agent (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on May 17, 2024).
−Removed: Form of Securities Purchase Agreement, by and among the Company and certain purchasers, dated May 15, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on May 17, 2024).
+Added: Form of Common Stock Purchase Warrant (Exchange Warrant) (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
+Added: Form of Common Stock Purchase Warrant (Inducement Warrant) (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
+Added: Form of Common Stock Purchase Warrant (New Warrant) (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
+Added: Asset Purchase Agreement, dated September 4, 2024, by and between WiSA Technologies, Inc.
+Added: and Data Vault Holdings Inc.
+Added: (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
+Added: Form of Exchange Agreement, dated September 10, 2024, by and among the Company and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
+Added: Form of Inducement Agreement, dated September 10, 2024, by and among the Company and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
+Added: Form of Side Letter Agreement, dated September 10, 2024, by and among the Company and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024).
+Added: Form of Inducement Agreement between Stanley Mbugua and the Company, dated as of September 30, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 1, 2024)
+Added: Employment Agreement between Stanley Mbugua and the Company, dated as of September 30, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 1, 2024)
+Added: Form of Amendment to Inducement Agreement between the Company and each Holder, dated as of September 30, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 1, 2024)
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
8 unchanged sentences
WISA Technologies, Inc.
−Removed: August 14, 2024
+Added: November 14, 2024
/s/ Brett Moyer
1 unchanged sentence
(Duly Authorized Officer and Principal Executive Officer)
−Removed: August 14, 2024
+Added: November 14, 2024
/s/ Gary Williams
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.