Dominari Holdings Inc. 10-K

Item 5. MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES. Our common stock is traded on the Nasdaq Capital Market under the symbol “AIKI”. No dividends were paid in 2021 or 2020 and we do not currently anticipate paying any cash dividends on our capital stock in the foreseeable future. On March 24, 2022, the closing price of our common stock, as reported by the Nasdaq Capital Market, was $0.45. As of March 24, 2022, we had approximately 127 holders of record of our common stock Equity Compensation Plan Information The following table provides information about our common stock that may be issued upon the exercise of options, warrants and rights under all of our existing equity compensation plans as of December 31, 2021. Plan Category Number of securities to be issued upon exercise of outstanding options, warrants and rights (1) Weighted average exercise price of outstanding options, warrants and rights Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (1)) (2) Equity compensation plans approved by security holder 479,654 $ 32.35 4,555,144 Equity compensation plans not approved by security holder - - - 479,654 4,555,144 (1) Consists of options to acquire 24,840 shares of our common stock under the 2013 Equity Incentive Plan and 454,814 under the 2014 Equity Incentive Plan. (2) Consists of shares of common stock available for future issuance under our equity incentive plan or any other individual compensation arrangement. Item 6. [RESERVED] As a smaller reporting company, we are not required to provide this information. 19