Item 5. Other Information
Item 5. Other Information
(a)
None
(b)
None
(c)
During the quarterly period ended June 30, 2026, no director or officer adopted or terminated any Rule 10b5-1 trading arrangement, and/or any non-Rule 10b5-1 trading arrangement (as such terms are defined pursuant to Item 408(a) of Regulation S-K).
27
Table of Contents
Item 6. Exhibits
(a) Exhibits
3.4
Certificate of Designation of Preferences, Rights and Limitations of Series B Convertible Preferred Stock (incorporated by reference to Exhibit 3.1 of the registrant’s Current Report on Form 8-K, filed with the SEC on June 23, 2026).
10
Material Contracts:
10.31
Data I/O Corporation 2023 Omnibus Incentive Compensation Incentive Plan approved May 18, 2023, as amended July 8, 2026 (Incorporated by reference to Data I/O’s 2026 Proxy Statement dated May 29, 2026).
10.41
Form of Convertible Note (incorporated by reference to Exhibit 10.1 of the registrant’s Current Report on Form 8-K, filed with the SEC on June 23, 2026).
10.42
Form of Warrant (incorporated by reference to Exhibit 10.2 of the registrant’s Current Report on Form 8-K, filed with the SEC on June 23, 2026).
10.43
Form of Registration Rights Agreement (incorporated by reference to Exhibit 10.3 of the registrant’s Current Report on Form 8-K, filed with the SEC on June 23, 2026).
31
Certification pursuant to Section 302 of the Sarbanes Oxley Act of 2002:
31.1
Chief Executive Officer Certification
31.2
Chief Financial Officer Certification
32
Certification pursuant to Section 906 of the Sarbanes Oxley Act of 2002:
32.1
Chief Executive Officer Certification
32.2
Chief Financial Officer Certification
101
Interactive Data Files Pursuant to Rule 405 of Regulation S-T
28
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
DATED: August 14, 2026
DATA I/O CORPORATION
(REGISTRANT)
By:
/s/William Wentworth
William Wentworth
President and Chief Executive Officer
(Principal Executive Officer and Duly Authorized Officer)
By:
/s/Charles J. DiBona
Charles J. DiBona
Chief Financial Officer,
Secretary and Treasurer
(Principal Financial Officer and Duly Authorized Officer)
29
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.