Consolidated Water Co. Ltd. 10-Q

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS ​ In July 2022, we issued 2,755 shares of preferred stock to 20 employees for cash at a price of $8.73 per share. The issuance of the preferred stock to sixteen employees was exempt from registration under Regulation S promulgated under the Securities Act because the shares were issued outside of the United States to non-US persons (as defined in Regulation S). Four employees are US persons and the issuance of such shares to them was exempt under Section 4(a)(2) of the Securities Act. The US persons is knowledgeable, sophisticated and experienced in making investment decisions of this kind and received adequate information about us or had adequate access, including through the employee's business relationship with us, to information about us. ​ ITEM 6. EXHIBITS ​ ​ ​ ​ Exhibit Number ​ Exhibit Description 10.1* ​ Procurement of and Operating Agreement for a Sea Water Desalination Plant at Red Gate Water Works, Grand Cayman, Cayman Islands, using the Reverse Osmosis Process (2021), effective as of May 10, 2022, by and between The Water Authority of the Cayman Islands and Ocean Conversion (Cayman) Limited 31.1 ​ Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer 31.2 ​ Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer 32.1 ​ Section 1350 Certification of Chief Executive Officer 32.2 ​ Section 1350 Certification of Chief Financial Officer 101.INS ​ XBRL Instance Document - The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH ​ XBRL Taxonomy Extension Schema 101.CAL ​ XBRL Taxonomy Extension Calculation Linkbase 101.DEF ​ XBRL Taxonomy Extension Definition Document 101.LAB ​ XBRL Taxonomy Extension Label Linkbase 101.PRE ​ XBRL Taxonomy Extension Presentation Linkbase 104 ​ Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document ​ ​ ​ ​ ​ * Portions of the exhibit have been omitted pursuant to Item 601 of Regulation S-K, as such information both (i) is not material and (ii) would be competitively harmful if publicly disclosed, and will be furnished on a supplemental basis to the Securities and Exchange Commission upon request. ​ ​ ​ 46 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ ​ CONSOLIDATED WATER CO. LTD. By: /s/ Frederick W. McTaggart Frederick W. McTaggart Chief Executive Officer (Principal Executive Officer) By: /s/ David W. Sasnett David W. Sasnett Executive Vice President & Chief Financial Officer (Principal Financial and Accounting Officer) Date: November 14, 2022 ​ ​ ​ 47