Consolidated Water Co. Ltd. 10-Q

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS ​ In June 2021, we issued 8,632 shares of preferred stock to 70 employees for services rendered. The issuance of the preferred stock to 64 of the employees was exempt from registration under Regulation S promulgated under the Securities 47 Table of Contents Act of 1933 as amended (the “Securities Act”), because the shares were issued outside of the United States to non-US persons (as defined in Regulation S). The issuance to six employees who are US persons was exempt under Section 4(a)(2) of the Securities Act. ​ In June 2021, we also issued 211 shares of preferred stock to one employee for cash at a price of $8.10 per share. The issuance of the preferred stock to the employee was exempt from registration under Regulation S promulgated under the Securities Act because the shares were issued outside of the United States to non-US persons (as defined in Regulation S). ​ ITEM 6. EXHIBITS ​ ​ ​ ​ Exhibit Number ​ Exhibit Description 31.1 ​ Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer 31.2 ​ Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer 32.1 ​ Section 1350 Certification of Chief Executive Officer 32.2 ​ Section 1350 Certification of Chief Financial Officer 101.INS ​ XBRL Instance Document - The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH ​ XBRL Taxonomy Extension Schema 101.CAL ​ XBRL Taxonomy Extension Calculation Linkbase 101.DEF ​ XBRL Taxonomy Extension Definition Document 101.LAB ​ XBRL Taxonomy Extension Label Linkbase 101.PRE ​ XBRL Taxonomy Extension Presentation Linkbase 104 ​ Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. ​ ​ ​ ​ 48 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ ​ CONSOLIDATED WATER CO. LTD. By: /s/ Frederick W. McTaggart Frederick W. McTaggart Chief Executive Officer (Principal Executive Officer) By: /s/ David W. Sasnett David W. Sasnett Executive Vice President & Chief Financial Officer (Principal Financial and Accounting Officer) Date: August 16, 2021 ​ ​ ​ 49