CREATIVE REALITIES, INC. 10-Q

Item 5. Other Information Rule 10b5 - 1 Trading Plans During the quarter ended September 30, 2024 , none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) or any “non-Rule 10b5 - 1 trading arrangement." Compensatory Arrangements of Certain Officers On November 13, 2024, the Company awarded Will Logan, Chief Financial Officer, a $50,000 bonus for his services rendered in 2023. Earnings Release On November 13, 2024, the Company issued a press release announcing its financial condition and results of operations for the three and nine months ended September 30, 2024 . A copy of the press release is furnished as Exhibit 99.1 and is incorporated by reference into this Item 5 in lieu of separately furnishing such press release under Item 2.02 of Form 8 -K. This disclosure, including Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any of the Company’s filings under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. 28 Item 6. Exhibits INDEX TO EXHIBITS Exhibit Incorporated by Reference Filed Number Exhibit Description Form File No. Exhibit Filing Date Herewith 4.1 Lender Warrant dated October 17, 2024 S-3 333-282703 4.2 October 17, 2024 — 31.1 Chief Executive Officer Certification pursuant to Exchange Act Rule 13a-14(a). X 31.2 Chief Financial Officer Certification pursuant to Exchange Act Rule 13a-14(a). X 32.1 Chief Executive Officer Certification pursuant to 18 U.S.C. Section 1350. X 32.2 Chief Financial Officer Certification pursuant to 18 U.S.C. Section 1350. X 99.1 Press Release dated November 13, 2024 X 101.INS Inline XBRL Instance Document X 101.SCH Inline XBRL Taxonomy Extension Schema. X 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase. X 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase. X 101.LAB Inline XBRL Taxonomy Extension Label Linkbase. X 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase. X 104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). X 29 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Creative Realities, Inc. Date: November 13, 2024 By /s/ Richard Mills Richard Mills Chief Executive Officer By /s/ Will Logan Will Logan Chief Financial Officer 30